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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PHOENIX WEALTH ADVISORS INC.

CRD 118412

CHAPEL HILL, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:76584afa-6933-55a4-0bf0-8c7df0d28436

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2012 to Jul 2, 2026
42 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=7.0
Regulatory AUM: $641MItem 5.F on the latest filing (2026-07-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $610M
Private client RAUM: $618MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $91.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,593
Individual clients: 993
High net worth clients: 545
Custody, client assets: $4.1M
SEC number: 801-60793
CIK: 1842362
CRD: 118412
Filings on the tape: 42
First filed: Feb 2, 2012
Latest filed: Jul 2, 2026
Organised: Corporation, NC
Website: pfinx.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHELE SUZANNE NETTESHEIM	Certified Financial Planner	CHAPEL HILL, NC	15	22	n/a	yes
MICHAEL DONOVAN JACKSON	Chartered Financial Analyst	CHAPEL HILL, NC	9	30	3	yes
GEORGIOS LIVANOS	n/a	CHAPEL HILL, NC \| Chapel Hill, NC	9	32	2	yes
MARK JOSEPH RHOADES	Certified Financial Planner	CHAPEL HILL, NC \| Hillsborough, NC	9	20	2	yes
Kelly A Ward	n/a	Efland, NC \| CHAPEL HILL, NC	8	27	2	yes
ALLISON MARIE FRY	n/a	CHAPEL HILL, NC	5	12	2	yes
EMMA ELIZABETH JACKSON	n/a	CHAPEL HILL, NC	5	16	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LIVANOS, GEORGIOS	MANAGING PARTNER	D	yes	04/2018	Jun 14, 2018	Oct 22, 2024
RHOADES, MARK, JOSEPH	MANAGING PARTNER	D	yes	04/2018	Jun 14, 2018	Oct 22, 2024
MIGEL, MALCOLM, RICHARD	CHIEF COMPLIANCE OFFICER	Na	no	03/2023	Mar 21, 2023	Oct 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 17, 2026	$641M	$610M	8	7	0	n/a	n/a
2024	Mar 26, 2025	$551M	$531M	8	7	0	n/a	n/a
2023	Mar 7, 2024	$488M	$474M	10	8	0	n/a	n/a
2022	Mar 21, 2023	$436M	$423M	10	8	0	n/a	n/a
2021	Mar 9, 2022	$531M	$519M	8	8	0	n/a	n/a
2020	Feb 11, 2021	$473M	$463M	9	9	0	n/a	n/a
2019	Mar 12, 2020	$407M	$398M	9	9	0	n/a	n/a
2018	Mar 11, 2019	$329M	$320M	8	8	0	n/a	n/a
2017	Mar 28, 2018	$342M	$327M	7	7	0	n/a	n/a
2016	Mar 13, 2017	$235M	$225M	7	5	n/a	n/a	n/a
2015	Mar 4, 2016	$175M	$166M	3	2	n/a	n/a	n/a
2014	Mar 20, 2015	$173M	$163M	3	2	n/a	n/a	n/a
2013	Mar 13, 2014	$151M	$141M	4	2	n/a	n/a	n/a
2012	Feb 26, 2013	$131M	$122M	4	2	n/a	n/a	n/a
2011	Feb 2, 2012	$116M	$109M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$641M	$551M	16.4%	$436M	13.7%	8	8	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MORGAN STANLEY	3	Oct 28, 2016	May 11, 2018	DURHAM, NC	Team lift out	Other	0.0%

Relationships

Registered with (8)

← EMMA ELIZABETH JACKSONAdvisorregistration: current employment
Sep 21, 2021 to presentfactForm ADV
← ALLISON MARIE FRYAdvisorregistration: current employment
Nov 4, 2020 to presentfactForm ADV
← Kelly A WardAdvisorregistration: current employment
May 11, 2018 to presentfactForm ADV
← GEORGIOS LIVANOSAdvisorregistration: current employment
Oct 18, 2016 to presentfactForm ADV
← MARK JOSEPH RHOADESAdvisorregistration: current employment
Oct 18, 2016 to presentfactForm ADV
← MICHAEL DONOVAN JACKSONAdvisorregistration: current employment
Oct 13, 2016 to presentfactForm ADV
← MICHELE SUZANNE NETTESHEIMAdvisorregistration: current employment
Mar 7, 2011 to presentfactForm ADV
← JULIE LYNN CROWEAdvisorregistration: previous registration
Jan 19, 2018 to Sep 20, 2021factForm ADV

Controls (2)

← LIVANOS, GEORGIOSOwnerMANAGING PARTNER, ownership code D, individual
Jun 14, 2018 to Oct 22, 2024factForm ADV
← RHOADES, MARK, JOSEPHOwnerMANAGING PARTNER, ownership code D, individual
Jun 14, 2018 to Oct 22, 2024factForm ADV

Owns (1)

← MIGEL, MALCOLM, RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 21, 2023 to Oct 22, 2024factForm ADV

Moved with (1)

← MORGAN STANLEYRegistered adviser3 advisors, team lift out, same day
Oct 28, 2016 to May 11, 2018factForm ADV

Dated events

Occurred
Mar 28, 2018
Regulatory AUM changed
Phoenix Wealth Advisors Inc. reported RAUM $342.0M, up 46% from $234.5M (2017-03-13 to 2018-03-28)
Form ADVobserved 6 days ago
$107M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76584afa-6933-55a4-0bf0-8c7df0d28436
First observed: Feb 2, 2012
Last observed: Jul 2, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PHOENIX WEALTH ADVISORS INC.

CRD 118412

CHAPEL HILL, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:76584afa-6933-55a4-0bf0-8c7df0d28436

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHELE SUZANNE NETTESHEIM

Certified Financial Planner

CHAPEL HILL, NC

n/a

yes

MICHAEL DONOVAN JACKSON

Chartered Financial Analyst

CHAPEL HILL, NC

yes

GEORGIOS LIVANOS

n/a

CHAPEL HILL, NC | Chapel Hill, NC

yes

MARK JOSEPH RHOADES

Certified Financial Planner

CHAPEL HILL, NC | Hillsborough, NC

yes

Kelly A Ward

n/a

Efland, NC | CHAPEL HILL, NC

yes

ALLISON MARIE FRY

n/a

CHAPEL HILL, NC

yes

EMMA ELIZABETH JACKSON

n/a

CHAPEL HILL, NC

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LIVANOS, GEORGIOS

MANAGING PARTNER

yes

04/2018

Jun 14, 2018

Oct 22, 2024

RHOADES, MARK, JOSEPH

MANAGING PARTNER

yes

04/2018

Jun 14, 2018

Oct 22, 2024

MIGEL, MALCOLM, RICHARD

CHIEF COMPLIANCE OFFICER

03/2023

Mar 21, 2023

Oct 22, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 17, 2026

$641M

$610M

n/a

2024

Mar 26, 2025

$551M

$531M

n/a

2023

Mar 7, 2024

$488M

$474M

n/a

2022

Mar 21, 2023

$436M

$423M

n/a

2021

Mar 9, 2022

$531M

$519M

n/a

2020

Feb 11, 2021

$473M

$463M

n/a

2019

Mar 12, 2020

$407M

$398M

n/a

2018

Mar 11, 2019

$329M

$320M

n/a

2017

Mar 28, 2018

$342M

$327M

n/a

2016

Mar 13, 2017

$235M

$225M

n/a

2015

Mar 4, 2016

$175M

$166M

n/a

2014

Mar 20, 2015

$173M

$163M

n/a

2013

Mar 13, 2014

$151M

$141M

n/a

2012

Feb 26, 2013

$131M

$122M

n/a

2011

Feb 2, 2012

$116M

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$641M

$551M

16.4%

$436M

13.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MORGAN STANLEY

Oct 28, 2016

May 11, 2018

DURHAM, NC

Team lift out

Other

0.0%