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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

HENRY K PAK

Advisor at WELLS FARGO ADVISORS

SANTA ROSA, CA | MILL VALLEY, CA

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Search this name across graphsid dfx:ria:2448fffd-50b2-5759-cdca-0bf5e8074694

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 24, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 2, 1998
First registration: Aug 24, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2991299

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Aug 13, 2012	n/a	yes	MILL VALLEY, CA\|SANTA ROSA, CA	Current employment
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Dec 16, 2003	Aug 28, 2012	no	FREMONT, CA\|EL CERRITO, CA\|EL CERRITO, CA\|FREMONT, CA\|FREMONT, CA\|BERKELEY, CA\|EL CERRITO, CA\|RICHMOND, CA\|OAKLAND, CA\|OAKLAND, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Apr 16, 2003	Dec 17, 2003	no	SAN LEANDRO, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 24, 1998	Apr 10, 2003	no	OAKLAND, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	WELLS FARGO ADVISORS	Aug 28, 2012	Aug 13, 2012	-15	Firm change	Other
CITICORP INVESTMENT SERVICES	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Dec 17, 2003	Dec 16, 2003	-1	Firm change	Other
MORGAN STANLEY DW INC.	CITICORP INVESTMENT SERVICES	Apr 10, 2003	Apr 16, 2003	6	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Aug 13, 2012 to presentfactForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Dec 16, 2003 to Aug 28, 2012factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Apr 16, 2003 to Dec 17, 2003factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 24, 1998 to Apr 10, 2003factForm ADV

Dated events

No dated event names this entity yet.