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Advisor at M HOLDINGS SECURITIES, INC.
New Albany, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Jan 30, 2026 | n/a | yes | New Albany, OH | Current employment |
| INTEGRITY ALLIANCE, LLC | Bd affiliated wealth | Nov 3, 2025 | Feb 3, 2026 | no | URBANDALE, IA | Previous registration |
| LION STREET ADVISORS, LLC | Former SEC adviser | Jul 15, 2025 | Nov 3, 2025 | no | Columbus, OH|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTEGRITY ALLIANCE, LLC | M HOLDINGS SECURITIES, INC. | Feb 3, 2026 | Jan 30, 2026 | -4 | Firm change | Ibd to ibd |
| LION STREET ADVISORS, LLC | INTEGRITY ALLIANCE, LLC | Nov 3, 2025 | Nov 3, 2025 | 0 | Bulk transfer | Ibd to ibd |