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CRD 167610
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BURMEISTER, JOHN, FREDRICK | PRESIDENT & CEO | Na | yes | 11/2013 | Dec 11, 2013 | Jun 26, 2024 |
| HECKLER, CARIE, MARIE | Cco | Na | yes | 05/2013 | Apr 26, 2013 | Jun 26, 2024 |
| INTEGRITY MARKETING ACQUISITION, LLC | INDIRECT OWNER | E | yes | 06/2016 | Jan 31, 2023 | Jun 26, 2024 |
| INTEGRITY MARKETING INTERMEDIATE, LLC | INDIRECT OWNER | E | yes | 06/2016 | Jan 31, 2023 | Jun 26, 2024 |
| INTEGRITY MARKETING PARENT, LLC | INDIRECT OWNER | E | yes | 11/2018 | Jan 31, 2023 | Jun 26, 2024 |
| INTEGRITY MARKETING PARTNERS, LLC | INDIRECT OWNER | E | yes | 01/2022 | Mar 30, 2022 | Jun 26, 2024 |
| INTEGRITY, LLC | INDIRECT OWNER | E | yes | 11/2018 | Jun 25, 2024 | Jun 26, 2024 |
| LION STREET, LLC | HOLDING COMPANY | E | yes | 01/2022 | Mar 30, 2022 | Jun 26, 2024 |
| RATAJCZAK, KARI | CHIEF ACCOUNTING OFFICER | Na | yes | 05/2020 | Jun 25, 2024 | Jun 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| GLADSTONE INSTITUTIONAL ADVISORY LLC | n/a | Bd affiliated wealth | $5.7B | N | yes | n/a |
| BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC | n/a | Bd affiliated wealth | $5.4B | N | yes | n/a |
| WEALTH MANAGEMENT NEBRASKA LLC | n/a | Mixed wealth | $3.7B | N | yes | n/a |
| INTEGRITY ADVISORY SOLUTIONS, LLC | n/a | Independent wealth | $1.1B | N | yes | n/a |
| ANNEXUS SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| FIRST PALLADIUM, LLC | n/a | n/a | n/a | N | yes | n/a |
| LION STREET FINANCIAL, LLC | n/a | n/a | n/a | N | yes | n/a |
| LION STREET, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Bellevue | Wa | United States | 7 | yes |
| SAN RAMON | CA | United States | 6 | yes |
| Newton | Ma | United States | 6 | yes |
| CEDAR RAPIDS | Ia | United States | 5 | yes |
| Tyler | TX | United States | 5 | yes |
| Waco | TX | United States | 5 | yes |
| LAKE FOREST | CA | United States | 3 | yes |
| Mission | Ks | United States | 3 | yes |
| Fargo | Nd | United States | 3 | yes |
| Cleveland | Oh | United States | 3 | yes |
| Pittsburgh | Pa | United States | 3 | yes |
| Sacramento | CA | United States | 2 | yes |
| Newark | De | United States | 2 | yes |
| Clearwater | FL | United States | 2 | yes |
| PALM BEACH GARDENS | FL | United States | 2 | yes |
| Tampa | FL | United States | 2 | yes |
| Naperville | IL | United States | 2 | yes |
| Clarksville | Md | United States | 2 | yes |
| Sunbury | Oh | United States | 2 | yes |
| Eugene | Or | United States | 2 | yes |
| LAKE OSWEGO | Or | United States | 2 | yes |
| Memphis | Tn | United States | 2 | yes |
| Austin | TX | United States | 2 | yes |
| Dallas | TX | United States | 2 | yes |
| Weimar | TX | United States | 2 | yes |
| Mobile | Al | United States | 1 | yes |
| Carefree | Az | United States | 1 | yes |
| Carlsbad | CA | United States | 1 | yes |
| Irvine | CA | United States | 1 | no |
| SAN CLEMENTE | CA | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Apr 1, 2025 | $3.2B | $2.1B | 152 | 138 | 75 | n/a | n/a |
| 2023 | Mar 30, 2024 | $2.3B | $1.7B | 156 | 141 | 27 | n/a | n/a |
| 2022 | Mar 31, 2023 | $1.4B | $880M | 146 | 136 | 27 | n/a | n/a |
| 2021 | Mar 30, 2022 | $1.4B | $1.1B | 127 | 121 | 27 | n/a | n/a |
| 2020 | Apr 1, 2021 | $1.1B | $833M | 127 | 121 | 27 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.0B | $630M | 113 | 107 | 27 | n/a | n/a |
| 2018 | Mar 31, 2019 | $821M | $549M | 85 | 71 | 27 | n/a | n/a |
| 2017 | Mar 26, 2018 | $488M | $450M | 56 | 52 | 27 | n/a | n/a |
| 2016 | Mar 24, 2017 | $207M | $177M | 37 | 32 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $0 | $0 | 3 | 0 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 17 | -16 | n/a | 0 | 0 | 0 | 23 | 47 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $3.2B | $2.3B | 35.7% | $1.4B | 31.4% | 152 | 156 | 75 | 27 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BROOKER WEALTH MANAGEMENT | 4 | Nov 3, 2025 | Feb 21, 2025 | SAN RAMON, CA | Team lift out | Ibd to RIA | 3.1% |
| CSENGE ADVISORY GROUP, LLC | 2 | Nov 3, 2025 | Nov 29, 2023 | NEWTON, MA | Team lift out | Ibd to RIA | 1.6% |
| CSENGE ADVISORY GROUP, LLC | 4 | Nov 3, 2025 | Apr 26, 2022 | AUSTIN, TX | Team lift out | Ibd to RIA | 3.1% |
| REEDMARK ADVISORS, LLC | 2 | Oct 13, 2025 | Feb 18, 2025 | PITTSBURGH, PA | Team lift out | Other | 1.5% |
| CITIZENS SECURITIES, INC. | 2 | Apr 23, 2025 | May 11, 2026 | BELLEVUE, WA | Team lift out | Ibd to ibd | 1.5% |
| ACCELERATE RETIREMENT | 2 | Nov 15, 2024 | Nov 8, 2024 | AUSTIN, TX | Team lift out | Ibd to RIA | 1.6% |
| LEGACY WEALTH MANAGEMENT, LLC | 2 | Oct 16, 2023 | Dec 23, 2025 | SAN RAMON, CA | Team lift out | Ibd to RIA | 1.6% |
| VALMARK ADVISERS, INC. | 3 | Jan 9, 2023 | Jan 9, 2023 | DALLAS, TX | Team lift out | Ibd to ibd | 2.5% |
| CLEARFP ADVISORS, LLC | 2 | Jul 30, 2021 | Oct 23, 2020 | LAKE OSWEGO, OR | Team lift out | Other | 1.8% |
| GRANITE HARBOR ADVISORS, INC. | 3 | Dec 31, 2015 | May 5, 2015 | HOUSTON, TX | Team lift out | Other | 27.3% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 4 | Aug 1, 2024 | Aug 20, 2024 | MANHATTAN BEACH, CA | Team lift out | Wirehouse to ibd | 0.0% |
| PARK AVENUE SECURITIES LLC | 2 | Jul 31, 2023 | Jul 21, 2023 | BEACHWOOD, OH | Team lift out | Ibd to ibd | 0.1% |
| PRUCO SECURITIES, LLC | 2 | Jul 14, 2023 | Jun 30, 2023 | SUNBURY, OH | Team lift out | Ibd to ibd | 0.1% |
| AMERITAS ADVISORY SERVICES | 2 | May 17, 2021 | May 7, 2021 | GLENDALE, AZ | Team lift out | Ibd to ibd | 1.9% |
| M HOLDINGS SECURITIES, INC. | 3 | May 4, 2020 | May 1, 2020 | LAKE FOREST, CA | Team lift out | Ibd to ibd | 1.6% |
| M HOLDINGS SECURITIES, INC. | 2 | May 4, 2020 | May 6, 2020 | HIGHLAND, UT | Team lift out | Ibd to ibd | 1.1% |
| KESTRA ADVISORY SERVICES, LLC | 2 | Mar 28, 2020 | Apr 13, 2020 | AUSTIN, TX | Team lift out | Ibd to ibd | 0.2% |
| KESTRA ADVISORY SERVICES, LLC | 2 | Sep 10, 2019 | Sep 9, 2019 | DALLAS, TX | Team lift out | Ibd to ibd | 0.2% |
| AMERITAS ADVISORY SERVICES | 3 | Aug 2, 2019 | Aug 1, 2019 | SAN RAMON, CA | Team lift out | Ibd to ibd | 2.4% |
| FSC SECURITIES CORPORATION | 2 | Jul 31, 2018 | Jul 31, 2018 | MEMPHIS, TN | Team lift out | Ibd to ibd | 0.3% |
| HORNOR, TOWNSEND & KENT, LLC | 4 | Jun 21, 2018 | Jun 18, 2018 | BELLEVUE, WA | Team lift out | Ibd to ibd | 1.1% |
| WINTRUST INVESTMENTS | 2 | Aug 4, 2017 | Aug 22, 2017 | NAPERVILLE, IL | Team lift out | Other | 1.8% |
| WOODBURY FINANCIAL SERVICES, INC. | 4 | Apr 28, 2017 | Apr 28, 2017 | TYLER, TX | Team lift out | Other | 0.6% |
| WOODBURY FINANCIAL SERVICES, INC. | 2 | Feb 3, 2017 | Feb 1, 2017 | GALENA, IL | Team lift out | Other | 0.3% |
| KESTRA ADVISORY SERVICES, LLC | 2 | Feb 2, 2017 | Feb 6, 2017 | NEWTON, MA | Team lift out | Other | 0.3% |
| KESTRA ADVISORY SERVICES, LLC | 2 | Feb 2, 2017 | Feb 6, 2017 | AUSTIN, TX | Team lift out | Other | 0.3% |
| WOODBURY FINANCIAL SERVICES, INC. | 4 | Jan 4, 2017 | Jan 19, 2017 | LAKE OSWEGO, OR | Team lift out | Other | 0.6% |
| WOODBURY FINANCIAL SERVICES, INC. | 2 | Sep 27, 2016 | Sep 22, 2016 | WACO, TX | Team lift out | Other | 0.3% |
| WFG ADVISORS, LP | 2 | Aug 19, 2015 | Mar 21, 2016 | PRAIRIE VILLAGE, KS | Team lift out | Other | 1.8% |