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Reading the graph
Advisor at MAI CAPITAL MANAGEMENT, LLC
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAI CAPITAL MANAGEMENT, LLC | Independent wealth | Mar 26, 2026 | n/a | yes | Dallas, TX | Current employment |
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Jul 31, 2024 | Mar 30, 2026 | no | DALLAS, TX | Previous registration |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Jun 27, 2024 | Mar 30, 2026 | no | DALLAS, TX | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 22, 2021 | Dec 31, 2023 | no | Westlake, TX|Phoenix, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MOMENTUM INDEPENDENT NETWORK INC. | MAI CAPITAL MANAGEMENT, LLC | Mar 30, 2026 | Mar 26, 2026 | -4 | Firm change | Ibd to RIA |
| HILLTOP SECURITIES INC. | MOMENTUM INDEPENDENT NETWORK INC. | Mar 30, 2026 | Jul 31, 2024 | -607 | Channel change | Ibd to ibd |
| CHARLES SCHWAB & CO., INC. | HILLTOP SECURITIES INC. | Dec 31, 2023 | Jun 27, 2024 | 179 | Firm change | Ibd to ibd |