RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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H••••• S•••••••
- M•• C•••••• M••••••••• L•• i••••••••• wealth currentsince Mar 26, 2026 · Dallas, Tx
- M••••••• I••••••••• N•••••• I••• BD affiliatedJul 31, 2024 to Mar 30, 2026 · Dallas, Tx
- H•••••• S••••••••• I••• BD affiliatedJun 27, 2024 to Mar 30, 2026 · Dallas, Tx
- C•••••• S••••• • C••• I••• national BDOct 22, 2021 to Dec 31, 2023 · Westlake, Tx
- M••••••• I••••••••• N•••••• I••• to M•• C•••••• M••••••••• L••left Mar 30, 2026, registered Mar 26, 2026 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- H•••••• S••••••••• I••• to M••••••• I••••••••• N•••••• I•••left Mar 30, 2026, registered Jul 31, 2024 (-607 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to H•••••• S••••••••• I•••left Dec 31, 2023, registered Jun 27, 2024 (179 days) · Affiliated broker-dealer or bank to another
- H••••• S••••••• left M••••••• I••••••••• N•••••• I••• for M•• C•••••• M••••••••• L•• (registered 2026-03-26)Mar 30, 2026 · Advisor changed firm · fact
- H••••• S••••••• left C•••••• S••••• • C••• I••• for H•••••• S••••••••• I••• (registered 2024-06-27)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address