DFX Intelligence

E•••••••• A•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

E•••••••• A•••• B••••

Advisor at C••••• I••••••••• A••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:24530197-211d-8e94-5236-51990c5375b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	BALTIMORE, MD\|COCKEYSVILLE, MD\|TOWSON, MD\|PASADENA, MD\|ELLICOTT CITY, MD\|CHAMBERSBURG, PA	Current employment
W•••••••• A••••••• I••	Former SEC adviser	Mar 18, 2020	Jul 1, 2020	no	LANCASTER, PA\|Towson, MD

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• A••••••• I••	C••••• I••••••••• A••••••• L••	Jul 1, 2020	Jun 29, 2023	1,093	Firm change after gap	RIA to ibd
T••••• A••••••• S•••••••• I•••	W•••••••• A••••••• I••	Nov 19, 2019	Mar 18, 2020

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ W•••••••• A••••••• I••Registered adviserregistration: previous registration
Mar 18, 2020 to Jul 1, 2020factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 19, 2019 to Nov 19, 2019factForm ADV
→ B••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24530197-211d-8e94-5236-51990c5375b8
First observed: Jun 25, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.