DFX Intelligence

W•••••••• A••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

W•••••••• A••••••• I••

CRD 105026

LANCASTER, PA

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Search this name across graphsid dfx:ria:6a7b9133-1ac6-176b-436e-df86e3b8778e

Data as of Jun 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Mar 16, 2012 to Jun 26, 2020
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $115M••• Locked
Discretionary RAUM: $109M
Private client RAUM: $98.3Mderived••• Locked
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• B••••••• E•	President	Na	yes	03/2019	Mar 27, 2019	Jun 26, 2020
R••••• A•••••• C•	CHIEF COMPLIANCE OFFICER	Na	yes	03/2018	Mar 29, 2018	Jun 26, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O••••••• B•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Chambersburg	Pa	United States	2	yes
Towson	Md	United States	1	yes
CAMP HILL	Pa	United States	1	yes
Carlisle	Pa	United States	1	yes
MOUNT JOY	Pa	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$115M	$164M	-29.9%	$153M	-9.2%	9	6	5	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••• I••••••••• A••••••• L••	3	Aug 17, 2020	Jun 29, 2023	LANCASTER, PA	Firm absorbed	RIA to ibd	75.0%

Relationships

Controls (2)

← B•••••• B••••••• E•OwnerPRESIDENT, ownership code NA, individual
Mar 27, 2019 to presentfactForm ADV
← R••••• A•••••• C•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV

Owns (1)

← O••••••• F•••••••• S••••••• I••OwnerPARENT COMPANY, ownership code E, domestic entity
Dec 26, 2016 to presentfactForm ADV

Moved with (1)

→ C••••• I••••••••• A••••••• L••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 27, 2019
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 27, 2019
Control person left
••• Locked
Form ADVobserved 7 days ago

Show 1 bookkeeping events

Occurred
Mar 27, 2020
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a7b9133-1ac6-176b-436e-df86e3b8778e
First observed: Mar 16, 2012
Last observed: Jun 26, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.