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Advisor at INTEGRITY WEALTH SOLUTIONS LLC
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRITY WEALTH SOLUTIONS LLC | Independent wealth | Aug 30, 2016 | n/a | yes | DENVER, CO | Current employment |
| M. J. SMITH AND ASSOCIATES | Former SEC adviser | Dec 14, 2012 | Jul 29, 2016 | no | GREENWOOD VILLAGE, CO | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Jun 28, 2011 | Sep 18, 2012 | no | CAMAS, WA|PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M. J. SMITH AND ASSOCIATES | INTEGRITY WEALTH SOLUTIONS LLC | Jul 29, 2016 | Aug 30, 2016 | 32 | Firm change | Other |
| FISHER INVESTMENTS | M. J. SMITH AND ASSOCIATES | Sep 18, 2012 | Dec 14, 2012 | 87 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110919:284862:CO:2016-07-29 | Jul 29, 2016 | Aug 30, 2016 | GREENWOOD VILLAGE, CO | Firm change |