DFX Intelligence

I•••••••• W••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

I•••••••• W••••• S•••••••• L••

CRD 284862

DENVER, CO

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Search this name across graphsid dfx:ria:67fe94e7-18ec-8ff6-25d3-f4963807d274

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2020 to Mar 9, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $369M••• Locked
Discretionary RAUM: $369M
Private client RAUM: $368Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $184Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••••• R•••• W••••	Certified Financial Planner	DENVER, CO	10	26	2	no
C•••• P••• T•••••	Certified Financial Planner	DENVER, CO	10	22	4

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T•••••• C••••• P•••	MANAGING MEMBER	D	yes	07/2016	Oct 8, 2020	Feb 27, 2024
W••••• J••••••• R••••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	07/2016	Oct 8, 2020	Feb 27, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$369M	$277M	33.4%	$181M	26.9%	2	2	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M• J• S•••• A•• A•••••••••	2	Jul 29, 2016	Aug 30, 2016	GREENWOOD VILLAGE, CO	Team lift out	Other	50.0%

Relationships

Registered with (2)

← J•••••• R•••• W••••Advisorregistration: current employment
Aug 30, 2016 to presentfactForm ADV
← C•••• P••• T•••••Advisorregistration: current employment
Aug 30, 2016 to presentfactForm ADV

Controls (2)

← W••••• J••••••• R••••OwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Oct 8, 2020 to Feb 27, 2024factForm ADV
← T•••••• C••••• P•••

Dated events

Occurred
Oct 8, 2020
First Form ADV filing
I•••••••• W••••• S•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67fe94e7-18ec-8ff6-25d3-f4963807d274
First observed: Oct 8, 2020
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.