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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 8, 2024 | n/a | yes | DALLAS, TX | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 26, 2021 | Oct 4, 2021 | no | Dallas, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 27, 2015 | Feb 1, 2019 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| TRUE NORTH ADVISORS, LLC | Independent wealth | Jun 25, 2015 | Aug 20, 2015 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 4, 2021 | Feb 8, 2024 | 857 | Firm change after gap | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Feb 1, 2019 | Jan 26, 2021 | 725 | Firm change after gap | Wirehouse to wirehouse |
| TRUE NORTH ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 20, 2015 | Oct 27, 2015 | 68 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:TX:2019-02-01 | Feb 1, 2019 | Jan 26, 2021 | DALLAS, TX | Firm change after gap |