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S•••••• J•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

S•••••• J•••• M••••

Advisor at M•• W••••• A•••••••

HOLLAND, OH | MIRAMAR BEACH, FL

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Search this name across graphsid dfx:ria:2457ea3e-eeb9-299b-5b1b-f1aa856aaf58

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 16, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•• W••••• A•••••••	Independent wealth	Jun 12, 2015	n/a	yes	MIRAMAR BEACH, FL\|HOLLAND, OH	Current employment
O••• W••••• A•••••••• I•••	Former SEC adviser	Jul 7, 2010	Dec 31, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••• W••••• A•••••••• I•••	M•• W••••• A•••••••	Dec 31, 2013	Jun 12, 2015	528	Firm change after gap	Other
Q•••••• A•••• M••••••••• I•••	O••• W••••• A•••••••• I•••	May 17, 2010

Relationships

Registered with (7)

→ M•• W••••• A•••••••Registered adviserregistration: current employment
Jun 12, 2015 to presentfactForm ADV
→ O••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 7, 2010 to Dec 31, 2013factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 20, 2006 to May 17, 2010factForm ADV
→ U•••••••• S••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2457ea3e-eeb9-299b-5b1b-f1aa856aaf58
First observed: Nov 16, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.