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C•••••• M••••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)12 years in industry

C•••••• M••••••• K•••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:245c2b0f-f856-c94b-6df0-dfdf12998641

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Aug 25, 2026	n/a	yes	CONSHOHOCKEN, PA	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	May 6, 2015	Aug 17, 2026	no	MILWAUKEE, WI\|NEW YORK, NY\|MILWAUKEE, WI\|New York, NY\|Philadelphia, PA\|Philadelphia, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	S•••••• N••••••• • C••••••• I•••••••••	Aug 17, 2026	Aug 25, 2026	8	Firm change	RIA to ibd

Relationships

Registered with (2)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
May 6, 2015 to Aug 17, 2026factForm ADV

Dated events

Occurred
Aug 17, 2026
Advisor changed firm
C•••••• M••••••• K••• left R••••• W• B•••• • C•• I••••••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2026-08-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:245c2b0f-f856-c94b-6df0-dfdf12998641
First observed: May 6, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.