RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• M••••••• K•••
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Aug 25, 2026 · Conshohocken, Pa
- R••••• W• B•••• • C•• I••••••••• mixed wealthMay 6, 2015 to Aug 17, 2026 · Milwaukee, Wi
- R••••• W• B•••• • C•• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 17, 2026, registered Aug 25, 2026 (8 days) · RIA to affiliated broker-dealer or bank
- C•••••• M••••••• K••• left R••••• W• B•••• • C•• I••••••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2026-08-25)Aug 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address