DFX Intelligence

M•••••• L•• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

M•••••• L•• H•••••

Advisor at F••••••

SAN FRANCISCO, CA | Wilmington, NC

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Search this name across graphsid dfx:ria:245d2aa9-36af-f8c7-2a15-503aa2c94609

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 13, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Jun 3, 2024	n/a	yes	Wilmington, NC\|SAN FRANCISCO, CA	Current employment
Z•••••• W••••• P•••••••	Independent wealth	Jul 20, 2021	May 17, 2024	no	SAN DIEGO, CA\|Wilmington, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Z•••••• W••••• P•••••••	F••••••	May 17, 2024	Jun 3, 2024	17	Firm change	RIA to RIA
H••••• R••••	Z•••••• W••••• P•••••••	Jul 19, 2021	Jul 20, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
170037:105736:NC:2021-07-19	Jul 19, 2021	Jul 20, 2021	CHARLOTTE, NC	Firm change
155546:170037:NC:2020-08-12	Aug 12, 2020	May 28, 2020	WRIGHTSVILLE BEACH, NC	Firm change after gap

Relationships

Registered with (5)

→ F••••••Registered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ Z•••••• W••••• P•••••••Registered adviserregistration: previous registration
Jul 20, 2021 to May 17, 2024factForm ADV
→ H••••• R••••Registered adviserregistration: previous registration
May 28, 2020 to Jul 19, 2021factForm ADV
→ R• W••••• M••••••••• L••Registered adviser

Dated events

Occurred
May 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:245d2aa9-36af-f8c7-2a15-503aa2c94609
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.