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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Allen Spencer Kim

Advisor at U.S. BANCORP ADVISORS, LLC

West Linn, OR | Lake Oswego, OR | Camas, WA

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Search this name across graphsid dfx:ria:2465ed7c-59ab-2f05-d37a-72eac076f57f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 10, 1999
First registration: Aug 11, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 3254469

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Lake Oswego, OR\|Lake Oswego, OR\|Camas, WA\|West Linn, OR\|Lake Oswego, OR	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 9, 2014	Feb 13, 2026	no	SAINT PAUL, MN\|Camas, WA\|Lake Oswego, OR\|Lake Oswego, OR\|Tualatin, OR\|SHERWOOD, OR\|Wilsonville, OR\|TIGARD, OR\|West Linn, OR\|Lake Oswego, OR\|West Linn, OR\|Lake Oswego, OR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	May 14, 2014	no	PORTLAND, OR\|VANCOUVER, WA\|VANCOUVER, WA\|VANCOUVER, WA\|VANCOUVER, WA\|VANCOUVER, WA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Feb 27, 2009	Jan 3, 2011	no	VANCOUVER, WA\|VANCOUVER, WA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Aug 11, 2008	Mar 3, 2009	no	VANCOUVER, WA\|VANCOUVER, WA\|VANCOUVER, WA\|VANCOUVER, WA\|WASHOUGAL, WA\|VANCOUVER, WA\|VANCOUVER, WA\|VANCOUVER, WA\|VANCOUVER, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	U.S. BANCORP INVESTMENTS, INC.	May 14, 2014	May 9, 2014	-5	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	WELLS FARGO INVESTMENTS, LLC	Mar 3, 2009	Feb 27, 2009	-4	Firm change	Other

Relationships

Registered with (5)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 9, 2014 to Feb 13, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to May 14, 2014factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Feb 27, 2009 to Jan 3, 2011factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 11, 2008 to Mar 3, 2009factForm ADV

Dated events

No dated event names this entity yet.