RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• S•••••• K••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Lake Oswego, Or
- U••• B•••••• I••••••••• I••• formerMay 9, 2014 to Feb 13, 2026 · Saint Paul, Mn
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to May 14, 2014 · Portland, Or
- W•••• F•••• I••••••••• L•• unclassifiedFeb 27, 2009 to Jan 3, 2011 · Vancouver, Wa
- W••• I••••••••• I••• unclassifiedAug 11, 2008 to Mar 3, 2009 · Vancouver, Wa
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••left May 14, 2014, registered May 9, 2014 (-5 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- W••• I••••••••• I••• to W•••• F•••• I••••••••• L••left Mar 3, 2009, registered Feb 27, 2009 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address