DFX Intelligence

D• M• B••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

D• M• B••••••• I•••

CRD 134398

SOLANA BEACH, CA

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Search this name across graphsid dfx:ria:24684045-ccd9-26eb-f3a6-c7d4442ebbcc

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Jun 24, 2020 to Mar 30, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $194M••• Locked
Discretionary RAUM: $194M
Private client RAUM: $183Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $48.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• M••••• B••••••	Chartered Financial Consultant	SOLANA BEACH, CA	9	41	2	no
J••••••••• S•••••• B•••••••••	n/a	SOLANA BEACH, CA	1	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• D••••• M•••••	OWNER/PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	03/2004	Jun 24, 2020	Sep 19, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$194M	$176M	10.0%	$141M	11.0%	5	5	0	0

Relationships

Registered with (8)

← K•••• R••• M•••••••••Advisorregistration: current employment
Oct 16, 2025 to presentfactForm ADV
← J•••••• M•••••• H•••••••Advisorregistration: current employment
Oct 14, 2025 to presentfactForm ADV
← J••••••••• S•••••• B•••••••••Advisorregistration: current employment
Feb 27, 2025 to presentfactForm ADV
← D•••• M••••• B••••••

Dated events

Occurred
Aug 11, 2025
Advisor changed firm
Alondra Zepeda Ochoa left D• M• B••••••• I••• for Blue Sky Capital Consultants Group, Inc. (registered 2025-11-03)
Form ADVobserved 7 days ago
Occurred
Mar 4, 2024
Advisor changed firm
Matthew Ryan Goldberg left D• M• B••••••• I••• for Blue Sky Capital Consultants Group, Inc. (registered 2025-03-07)
Form ADVobserved 7 days ago
Occurred
Mar 4, 2024
Advisor changed firm
Stephanie Marie Cunningham left D• M• B••••••• I••• for Carmel Capital Partners, Llc (registered 2023-09-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24684045-ccd9-26eb-f3a6-c7d4442ebbcc
First observed: Jun 24, 2020
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.