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D•••• M••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant41 years in industry

D•••• M••••• B••••••

Advisor at D• M• B••••••• I•••

SOLANA BEACH, CA

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Search this name across graphsid dfx:ria:79a61698-01f7-403f-f153-7b294b664ad2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D• M• B••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 9, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D• M• B••••••• I•••	Independent wealth	Feb 13, 2017	n/a	yes	SOLANA BEACH, CA	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Aug 10, 2011	May 17, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	D• M• B••••••• I•••	May 17, 2013	Feb 13, 2017	1,368	Firm change after gap	Other
L•• F•••••••• L••	S•• I••••••••• A•••••••• I•••	Aug 16, 2011

Relationships

Registered with (3)

→ D• M• B••••••• I•••Registered adviserregistration: current employment
Feb 13, 2017 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 10, 2011 to May 17, 2013factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 24, 1999 to Aug 16, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79a61698-01f7-403f-f153-7b294b664ad2
First observed: May 24, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.