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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

CHRIS ANDREW GNANDT

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Uniontown, OH | CANTON, OH

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Search this name across graphsid dfx:ria:246cd665-c501-0b37-b9ec-7a4ae969070e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 23, 2004
First registration: Nov 29, 2004
Dual registered: yes, broker-dealer
Other names: CHRIS ANDREW GNANDT|CHRIS ANDREW GNANDT
IAPD individual key: 4807974

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 18, 2013	n/a	yes	CANTON, OH\|Uniontown, OH	Current employment
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	Jan 6, 2011	Jan 29, 2013	no	AKRON, OH\|CANFIELD, OH	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 12, 2011	no	Canton, OH	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	CANTON, OH	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 29, 2004	Apr 2, 2007	no	CANTON, OH\|CANTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 29, 2013	Jan 18, 2013	-11	Firm change	Other
MORGAN STANLEY	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Jan 12, 2011	Jan 6, 2011	-6	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jan 18, 2013 to presentfactForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jan 6, 2011 to Jan 29, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 12, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 29, 2004 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.