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C••••••••• B• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

C••••••••• B• B•••

Advisor at W•••• F•••• A•••••••

SARASOTA, FL

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Search this name across graphsid dfx:ria:247082a5-ae11-b42d-a442-0e484baf2960

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 31, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Dec 14, 2021	n/a	yes	SARASOTA, FL	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Aug 4, 2020	Nov 26, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	W•••• F•••• A•••••••	Nov 26, 2021	Dec 14, 2021	18	Firm change	Ibd to wirehouse
C•••••• S••••• • C••• I•••	T••••••• I••••••••• M••••••••• I•••	May 14, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
173455:5393:CA:2018-03-29	Mar 29, 2018	Jan 19, 2018	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (6)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Dec 14, 2021 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 4, 2020 to Nov 26, 2021factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 19, 2018 to May 14, 2018factForm ADV
→ S••••• W••••• I••••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:247082a5-ae11-b42d-a442-0e484baf2960
First observed: Aug 6, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.