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CRD 107807
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FEINBERG, KRISTIE, MARIE | CHIEF FINANCIAL OFFICER & TREASURER | Na | yes | 06/2008 | Mar 30, 2012 | Dec 19, 2019 |
| INVESCO GROUP SERVICES, INC. | Shareholder | E | yes | 05/2019 | Jun 24, 2019 | Dec 19, 2019 |
| INVESCO HOLDING COMPANY (US), INC. | SOLE SHAREHOLDER | E | yes | 05/2019 | Jun 24, 2019 | Dec 19, 2019 |
| INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER | E | yes | 01/2002 | Jun 24, 2019 | Dec 19, 2019 |
| INVESCO LTD. | SOLE SHAREHOLDER | E | yes | 01/2002 | Jun 24, 2019 | Dec 19, 2019 |
| MCDONOUGH, JOHN, CARLIN | DIRECTOR & PRESIDENT | Na | yes | 06/2019 | Jun 24, 2019 | Dec 19, 2019 |
| OFI GLOBAL ASSET MANAGEMENT, INC. | SOLE SHAREHOLDER | E | yes | 05/2019 | Jun 24, 2019 | Dec 19, 2019 |
| OPPENHEIMER ACQUISITION CORP. (GATC) | Shareholder | E | yes | 10/1990 | Jun 24, 2019 | Dec 19, 2019 |
| OPPENHEIMERFUNDS, INC. | Shareholder | E | yes | 12/2001 | Mar 30, 2012 | Dec 19, 2019 |
| RIGSBY, ROBERT, HARRIS | Director | Na | yes | 05/2019 | Jun 24, 2019 | Dec 19, 2019 |
| STARR, LOREN, MICHAEL | Director | Na | yes | 05/2019 | Jun 24, 2019 | Dec 19, 2019 |
| WHITE, DONNA, MARIE | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2019 | Dec 18, 2019 | Dec 19, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| INVESCO CAPITAL MANAGEMENT LLC | n/a | Asset manager | $941B | N | yes | n/a |
| INVESCO ADVISERS, INC. | n/a | Asset manager | $750B | Y | yes | n/a |
| OFI GLOBAL ASSET MANAGEMENT, INC. | n/a | Former SEC adviser | $204B | N | yes | n/a |
| INVESCO ASSET MANAGEMENT LTD. | n/a | Asset manager | $188B | N | yes | n/a |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | n/a | Asset manager | $76B | N | yes | n/a |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | n/a | Other adviser | $49B | N | yes | n/a |
| INVESCO MANAGED ACCOUNTS, LLC | n/a | Other adviser | $31B | N | yes | n/a |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | n/a | Asset manager | $29B | N | yes | n/a |
| INVESCO HONG KONG LIMITED | n/a | Institutional manager | $26B | N | yes | n/a |
| INVESCO CANADA LTD. | n/a | Former SEC adviser | $20B | N | yes | n/a |
| INVESCO REAL ESTATE MANAGEMENT S.A R.L. | n/a | Former SEC adviser | $13B | N | yes | n/a |
| OFI STEELPATH, INC. | n/a | Former SEC adviser | $11B | N | yes | n/a |
| OFI GLOBAL INSTITUTIONAL, INC. | n/a | Former SEC adviser | $11B | N | yes | n/a |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | n/a | Former SEC adviser | $10B | N | yes | n/a |
| INVESCO INVESTMENT ADVISERS LLC | n/a | Asset manager | $4.4B | N | yes | n/a |
| OFI ADVISORS, LLC | n/a | Former SEC adviser | $3.7B | N | yes | n/a |
| INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC. | n/a | Former SEC adviser | $3.1B | N | yes | n/a |
| INVESCO PRIVATE CAPITAL, INC. | n/a | Asset manager | $860M | N | yes | n/a |
| JEMSTEP, INC. | n/a | Asset manager | $824M | N | yes | n/a |
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | n/a | Former SEC adviser | $386M | N | yes | n/a |
| WL ROSS & CO. LLC | n/a | Asset manager | $225M | N | yes | n/a |
| OC PRIVATE CAPITAL, LLC | n/a | Former SEC adviser | $182M | N | yes | n/a |
| OPPENHEIMERFUNDS INC | n/a | Asset manager | $827,684 | Y | no | n/a |
| FOUR RIVERS INVESTMENT MANAGEMENT CO., LTD. | n/a | n/a | n/a | N | yes | n/a |
| GREAT WALL WL ROSS (HK) INVESTMENT MANAGEMENT, LTD. | n/a | n/a | n/a | N | yes | n/a |
| INVESCO CAPITAL MARKETS, INC. | n/a | n/a | n/a | N | yes | n/a |
| INVESCO DISTRIBUTORS, INC. | n/a | n/a | n/a | N | yes | n/a |
| INVESCO EUROPEAN RR L.P. | n/a | n/a | n/a | N | yes | n/a |
| INVESCO FUND MANAGERS LTD | n/a | n/a | n/a | N | yes | n/a |
| INVESCO INSURANCE AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| INVESCO MANAGEMENT S.A. | n/a | n/a | n/a | N | yes | n/a |
| INVESCO PENSIONS LTD | n/a | n/a | n/a | N | yes | n/a |
| INVESCO RR FUND L.P. | n/a | n/a | n/a | N | yes | n/a |
| INVESCO SPECIALIZED PRODUCTS, LLC | n/a | n/a | n/a | N | yes | n/a |
| INVESCO TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| INVESCO UK SERVICES LTD | n/a | n/a | n/a | N | yes | n/a |
| IRE (CAYMAN) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| OPPENHEIMERFUNDS DISTRIBUTOR, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 29, 2019 | $3.0B | $0 | 210 | 183 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $3.3B | $0 | 211 | 203 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $9.4B | $1.7B | 213 | 190 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $7.4B | $1.6B | 212 | 190 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $10B | $1.6B | 200 | 182 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $11B | $1.6B | 187 | 167 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $7.1B | $1.3B | 188 | 168 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $6.5B | $1.3B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $2.0B | $3.3B | -40.4% | $7.4B | -35.3% | 0 | 211 | 0 | 0 |