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Advisor at NFSG CORPORATION
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NFSG CORPORATION | Bd affiliated wealth | Mar 9, 2007 | n/a | yes | BOCA RATON, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Sep 12, 2006 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Oct 6, 2000 | Jul 1, 2003 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | NFSG CORPORATION | Sep 12, 2006 | Mar 9, 2007 | 178 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |