DFX Intelligence

B••••• W•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

B••••• W•••••• M•••••••••

Advisor at A•••••••• C•••••• L••

LA JOLLA, CA | DENVER, CO

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Search this name across graphsid dfx:ria:24762298-4073-7b66-1056-809298cffb86

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 19, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• L••	Independent wealth	Jul 1, 2026	n/a	yes	LA JOLLA, CA\|DENVER, CO	Current employment
E•• R•••• W••••• M••••••••• L••	Independent wealth	Mar 27, 2020	Jul 31, 2026	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•• R•••• W••••• M••••••••• L••	A•••••••• C•••••• L••	Jul 31, 2026	Jul 1, 2026	-30	Firm change	RIA to RIA
M••••••••• • C•• L••	E•• R•••• W••••• M••••••••• L••	Apr 17, 2020	Mar 27, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
307263:174346:CO:2026-07-27	Jul 31, 2026	Jul 1, 2026	DENVER, CO	Firm change

Relationships

Registered with (6)

→ A•••••••• C•••••• L••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ E•• R•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 27, 2020 to Jul 31, 2026factForm ADV
→ M••••••••• • C•• L••Registered adviserregistration: previous registration
Jun 4, 2015 to Apr 17, 2020factForm ADV
→ W•••••• S••••••••• I•••Registered adviser

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
B••••• W•••••• M••••••••• left E•• R•••• W••••• M••••••••• L•• for A•••••••• C•••••• L•• (registered 2026-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24762298-4073-7b66-1056-809298cffb86
First observed: Jul 19, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.