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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ELK RIVER WEALTH MANAGEMENT LLC

CRD 307263

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2ed59a8-22eb-ca9b-a09a-fd1b995364fa

Data as of Feb 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 18
On other graphs: 0
Observed: Jan 21, 2020 to Feb 24, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $971MItem 5.F on the latest filing (2026-02-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $959M
Private client RAUM: $891MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $971Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 806
Individual clients: 111
High net worth clients: 140
Custody, client assets: $945M
SEC number: 801-118102
CIK: 1844107
CRD: 307263
Filings on the tape: 33
First filed: Jan 21, 2020
Latest filed: Feb 24, 2026
Organised: Limited Liability Company, CO

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COVEY RISE CAPITAL 0215, LLC	MANAGING MEMBER	D	yes	03/2020	Mar 24, 2020	Nov 27, 2024
DAY, RITA, KOCH	CHIEF COMPLIANCE OFFICER	Na	yes	02/2020	Mar 20, 2020	Nov 27, 2024
ELK RIVER WEALTH HOLDINGS, LLC	MANAGING MEMBER	E	yes	02/2020	Feb 14, 2020	Nov 27, 2024
FREIMUTH, CHRISTOPHER, CLINE	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	02/2020	Mar 20, 2020	Nov 27, 2024
FREIMUTH, CHRISTOPHER, CLINE	MANAGING MEMBER	E	yes	03/2020	Mar 20, 2020	Nov 27, 2024
HUMMEL, JAY, WILLIAM	Partner	Na	yes	02/2020	Jan 21, 2020	Nov 27, 2024
PHOENIX, JOHN, GRAHAM	Partner	Na	yes	01/2020	Jan 21, 2020	Nov 27, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 24, 2026	$971M	$959M	11	8	2	n/a	n/a
2024	Feb 20, 2025	$905M	$891M	11	8	2	n/a	n/a
2023	Feb 29, 2024	$931M	$915M	11	8	2	n/a	n/a
2022	Feb 13, 2023	$831M	$816M	14	10	2	n/a	n/a
2021	Feb 3, 2022	$796M	$781M	14	10	2	n/a	n/a
2020	Mar 10, 2021	$638M	$626M	13	9	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	7	-7	700.0%	0	6	0	0	10

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$971M	$905M	7.3%	$831M	5.3%	11	11	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALPHACORE CAPITAL LLC	5	Jul 27, 2026	Jul 1, 2026	DENVER, CO	Firm absorbed	RIA to RIA	71.4%
CWM, LLC	3	Feb 16, 2024	Jan 28, 2026	OMAHA, NE	Team lift out	RIA to ibd	27.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Aug 18, 2020	Aug 19, 2020	OMAHA, NE	Team lift out	Ibd to RIA	0.0%
BOK FINANCIAL PRIVATE WEALTH, INC.	3	Apr 21, 2020	Mar 20, 2020	DENVER, CO	Team lift out	RIA to new firm	18.8%

Relationships

Affiliated with (1)

← UNITING WEALTH PARTNERSRegistered adviserother investment adviser, common control
factForm ADV

Registered with (11)

← CHRISTOPHER CLINE FREIMUTHAdvisorregistration: current employment
Mar 20, 2020 to presentfactForm ADV
← BROOKS WILLIAM MERRIFIELDAdvisorregistration: previous registration
Mar 27, 2020 to Jul 31, 2026factForm ADV
← RITA KOCH DAYAdvisorregistration: previous registration
Mar 20, 2020 to Jul 31, 2026factForm ADV
← JOSEPH THOMAS RUSINKOAdvisorregistration: previous registration
Aug 8, 2021 to Jul 31, 2026factForm ADV
← JULIET M HULLAdvisorregistration: previous registration
Mar 20, 2020 to Jul 31, 2026factForm ADV
← COREY ALAN GRAGGAdvisorregistration: previous registration
Nov 17, 2020 to Jul 31, 2026factForm ADV
← Josh William WeiselAdvisorregistration: previous registration
May 23, 2023 to Jul 27, 2026factForm ADV
← Daniel Evan OwensAdvisorregistration: previous registration
Apr 20, 2020 to May 1, 2026factForm ADV
← JON SPRINGERAdvisorregistration: previous registration
Aug 19, 2020 to Feb 16, 2024factForm ADV
← David CarrollAdvisorregistration: previous registration
Aug 19, 2020 to Feb 16, 2024factForm ADV
← SHERRY LYNN TOMASELLOAdvisorregistration: previous registration
Sep 17, 2020 to Feb 16, 2024factForm ADV

Moved with (4)

→ ALPHACORE CAPITAL LLCRegistered adviser5 advisors, firm absorbed
Jul 27, 2026 to Jul 1, 2026factForm ADV
→ CWM, LLCRegistered adviser3 advisors, team lift out, same day
Feb 16, 2024 to Jan 28, 2026factForm ADV
← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Aug 18, 2020 to Aug 19, 2020factForm ADV
← BOK FINANCIAL PRIVATE WEALTH, INC.Registered adviser3 advisors, team lift out, same day
Apr 21, 2020 to Mar 20, 2020factForm ADV

Controls (6)

← DAY, RITA, KOCHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 20, 2020 to Nov 27, 2024factForm ADV
← PHOENIX, JOHN, GRAHAMOwnerPARTNER, ownership code NA, individual
Jan 21, 2020 to Nov 27, 2024factForm ADV
← FREIMUTH, CHRISTOPHER, CLINEOwnerMANAGING MEMBER, ownership code E, individual
Mar 20, 2020 to Nov 27, 2024factForm ADV
← HUMMEL, JAY, WILLIAMOwnerPARTNER, ownership code NA, individual
Jan 21, 2020 to Nov 27, 2024factForm ADV
← COVEY RISE CAPITAL 0215, LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Mar 24, 2020 to Nov 27, 2024factForm ADV
← ELK RIVER WEALTH HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 14, 2020 to Nov 27, 2024factForm ADV

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
Corey Alan Gragg left Elk River Wealth Management Llc for Alphacore Capital Llc (registered 2026-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2026
Advisor changed firm
Brooks William Merrifield left Elk River Wealth Management Llc for Alphacore Capital Llc (registered 2026-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2026
Advisor changed firm
Juliet M Hull left Elk River Wealth Management Llc for Alphacore Capital Llc (registered 2026-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2026
Advisor changed firm
Joseph Thomas Rusinko left Elk River Wealth Management Llc for Alphacore Capital Llc (registered 2026-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2026
Advisor changed firm
Rita Koch Day left Elk River Wealth Management Llc for Alphacore Capital Llc (registered 2026-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 27, 2026
Firm absorbed
Elk River Wealth Management LLC's advisors moved to Alphacore Capital LLC (Denver, CO): 5 of 7 registered, within 4 days
Form ADVobserved 3 days ago
5 advisors
Occurred
Jul 27, 2026
Advisor changed firm
Josh William Weisel left Elk River Wealth Management Llc for Alphacore Capital Llc (registered 2026-07-01)
Form ADVobserved 4 days ago
Occurred
May 1, 2026
Advisor changed firm
Daniel Evan Owens left Elk River Wealth Management Llc for Juncture Wealth Strategies, Llc (registered 2026-05-07)
Form ADVobserved 4 days ago
Occurred
Feb 16, 2024
Team lift-out
3 advisors left Elk River Wealth Management LLC (Omaha, NE) for Cwm, LLC on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Feb 16, 2024
Advisor changed firm
Sherry Lynn Tomasello left Elk River Wealth Management Llc for Cwm, Llc (registered 2026-01-28)
Form ADVobserved 4 days ago
Occurred
Feb 16, 2024
Advisor changed firm
David Carroll left Elk River Wealth Management Llc for Cwm, Llc (registered 2024-02-16)
Form ADVobserved 4 days ago
Occurred
Feb 16, 2024
Advisor changed firm
Jon Springer left Elk River Wealth Management Llc for Cwm, Llc (registered 2024-02-16)
Form ADVobserved 4 days ago
Occurred
Mar 10, 2021
Regulatory AUM changed
Elk River Wealth Management Llc reported RAUM $638.4M, up 62% from $393.2M (2020-10-30 to 2021-03-10)
Form ADVobserved 4 days ago
$245M
Occurred
Mar 20, 2020
Control person joined
Koch Rita Day (Chief Compliance Officer) appeared on Schedule A of Elk River Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 20, 2020
Control person joined
Cline Christopher Freimuth (Managing Member, Chief Executive Officer, Chief Investment Officer) appeared on Schedule A of Elk River Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 20, 2020
Control person left
Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of Elk River Wealth Management Llc (listed 2020-02-19, absent 2020-03-20)
Form ADVobserved 4 days ago
Occurred
Feb 14, 2020
Control person joined
Edward Christopher Winn (Chief Compliance Officer) appeared on Schedule A of Elk River Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Jan 21, 2020
First Form ADV filing
Elk River Wealth Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2ed59a8-22eb-ca9b-a09a-fd1b995364fa
First observed: Jan 21, 2020
Last observed: Feb 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELK RIVER WEALTH MANAGEMENT LLC

CRD 307263

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2ed59a8-22eb-ca9b-a09a-fd1b995364fa

Data as of Feb 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:23 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COVEY RISE CAPITAL 0215, LLC

MANAGING MEMBER

yes

03/2020

Mar 24, 2020

Nov 27, 2024

DAY, RITA, KOCH

CHIEF COMPLIANCE OFFICER

yes

02/2020

Mar 20, 2020

Nov 27, 2024

ELK RIVER WEALTH HOLDINGS, LLC

MANAGING MEMBER

yes

02/2020

Feb 14, 2020

Nov 27, 2024

FREIMUTH, CHRISTOPHER, CLINE

CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

02/2020

Mar 20, 2020

Nov 27, 2024

FREIMUTH, CHRISTOPHER, CLINE

MANAGING MEMBER

yes

03/2020

Mar 20, 2020

Nov 27, 2024

HUMMEL, JAY, WILLIAM

Partner

yes

02/2020

Jan 21, 2020

Nov 27, 2024

PHOENIX, JOHN, GRAHAM

Partner

yes

01/2020

Jan 21, 2020

Nov 27, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 24, 2026

$971M

$959M

n/a

2024

Feb 20, 2025

$905M

$891M

n/a

2023

Feb 29, 2024

$931M

$915M

n/a

2022

Feb 13, 2023

$831M

$816M

n/a

2021

Feb 3, 2022

$796M

$781M

n/a

2020

Mar 10, 2021

$638M

$626M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-7

700.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$971M

$905M

7.3%

$831M

5.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALPHACORE CAPITAL LLC

Jul 27, 2026

Jul 1, 2026

DENVER, CO

Firm absorbed

RIA to RIA

71.4%

CWM, LLC

Feb 16, 2024

Jan 28, 2026

OMAHA, NE

Team lift out

RIA to ibd

27.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Aug 18, 2020

Aug 19, 2020

OMAHA, NE

Team lift out

Ibd to RIA

0.0%

BOK FINANCIAL PRIVATE WEALTH, INC.

Apr 21, 2020

Mar 20, 2020

DENVER, CO

Team lift out

RIA to new firm

18.8%