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Reading the graph
Advisor at MORGAN STANLEY
Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Houston, TX|Houston, TX | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Aug 29, 2008 | Jun 1, 2009 | no | HOUSTON, TX|THE WOODLANDS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 10, 2003 | Sep 5, 2008 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | No RAUM reported | Jul 20, 2001 | Nov 25, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Sep 5, 2008 | Aug 29, 2008 | -7 | Firm change | Other |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 25, 2003 | Nov 10, 2003 | -15 | Firm change | Other |