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Advisor at SAGE CAPITAL ADVISORS, LLC
SIOUX FALLS, SD | La Jolla, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAGE CAPITAL ADVISORS, LLC | Mixed wealth | Nov 17, 2011 | n/a | yes | SIOUX FALLS, SD|La Jolla, CA | Current employment |
| DECISION INVESTMENTS, INC. | Independent wealth | Aug 8, 2008 | Dec 8, 2011 | no | SAN DIEGO, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 6, 2002 | Aug 22, 2008 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Dec 24, 1998 | Nov 12, 2002 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DECISION INVESTMENTS, INC. | SAGE CAPITAL ADVISORS, LLC | Dec 8, 2011 | Nov 17, 2011 | -21 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | DECISION INVESTMENTS, INC. | Aug 22, 2008 | Aug 8, 2008 | -14 | Firm change | Wirehouse to RIA |
| PRUDENTIAL EQUITY GROUP, LLC | UBS FINANCIAL SERVICES INC. | Nov 12, 2002 | Nov 6, 2002 | -6 | Firm change | Other |