DFX Intelligence

Data Factory

RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

SAGE CAPITAL ADVISORS, LLC

CRD 136577

SIOUX FALLS, SD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c3ddf23-f1ce-49cd-a2f3-45401996ff14

Data as of Sep 29, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2012 to Sep 29, 2025
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.35 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $630MItem 5.F on the latest filing (2025-09-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $557M
Private client RAUM: $221MderivedItem 5.D individuals plus high net worth individuals
Private client share: 35%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $78.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 7
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 522
Individual clients: 137
High net worth clients: 84
Custody, client assets: $310M
SEC number: 801-64637
CIK: 1714107
CRD: 136577
Filings on the tape: 50
First filed: Jun 15, 2012
Latest filed: Sep 29, 2025
Organised: Limited Liability Company, NV

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MATTHEW ALLEN JOHNSON	Chartered Financial Analyst	Sioux Falls, SD	21	30	1	no
DIANA MARIE BLAIR	n/a	Tomball, TX	21	22	1	no
J TIMOTHY DYER	n/a	SIOUX FALLS, SD \| La Jolla, CA	14	27	3	no
JEFFREY WILLIAM MALONE	n/a	Sioux Falls, SD \| SIOUX FALLS, SD	12	35	2	no
Travis Christopher Verdin	n/a	Tomball, TX \| SIOUX FALLS, SD	10	13	n/a	no
ANDREW ROBERT NUGENT	Chartered Financial Analyst	La Jolla, CA \| SIOUX FALLS, SD	8	32	1	no
CARL EDWARD RUSTIN	n/a	SIOUX FALLS, SD \| San Diego, CA	3	16	n/a	no
DUSTIN MICHAEL HOLT	n/a	La Jolla, CA \| SIOUX FALLS, SD	0	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLAIR, DIANA, MARIE	MANAGER/MEMBER	E	yes	07/2013	Jun 15, 2012	Sep 30, 2024
BLAIR, DIANA, MARIE	CHIEF COMPLIANCE OFFICER/MANAGER	Na	yes	07/2005	Jun 15, 2012	Sep 30, 2024
D BLAIR CORPORATION	Member	D	yes	07/2013	Feb 1, 2014	Sep 30, 2024
JOHNSON, MATTHEW, ALLEN	MANAGER/MEMBER	E	yes	02/2007	Jun 15, 2012	Sep 30, 2024
JOHNSON, MATTHEW, ALLEN	Manager	Na	yes	07/2005	Jun 15, 2012	Sep 30, 2024
SAGE ONE LTD	Member	D	yes	02/2007	Jun 15, 2012	Sep 30, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LA JOLLA	CA	United States	2	no
Tomball	TX	United States	2	no
SAN DIEGO	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Sep 30, 2024	$581M	$581M	8	7	3	n/a	n/a
2023	Sep 29, 2023	$556M	$492M	8	7	3	n/a	n/a
2022	Sep 23, 2022	$360M	$304M	8	7	3	n/a	n/a
2021	Sep 23, 2021	$401M	$336M	7	7	3	n/a	n/a
2020	Sep 22, 2020	$309M	$250M	10	6	3	n/a	n/a
2019	Sep 17, 2019	$287M	$229M	8	6	3	n/a	n/a
2018	Sep 19, 2018	$276M	$222M	9	6	3	n/a	n/a
2017	Sep 21, 2017	$267M	$219M	8	5	n/a	n/a	n/a
2016	Jul 20, 2016	$234M	$234M	9	6	n/a	n/a	n/a
2015	Sep 29, 2015	$200M	$200M	9	5	n/a	n/a	n/a
2014	Sep 30, 2014	$165M	$162M	5	3	n/a	n/a	n/a
2013	Aug 8, 2013	$134M	$134M	6	2	n/a	n/a	n/a
2012	Sep 18, 2012	$125M	$125M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$630M	$556M	13.3%	$401M	16.2%	8	8	2	3

Relationships

Registered with (9)

← DUSTIN MICHAEL HOLTAdvisorregistration: current employment
Aug 24, 2026 to presentfactForm ADV
← CARL EDWARD RUSTINAdvisorregistration: current employment
Oct 11, 2022 to presentfactForm ADV
← ANDREW ROBERT NUGENTAdvisorregistration: current employment
Jul 19, 2018 to presentfactForm ADV
← Travis Christopher VerdinAdvisorregistration: current employment
Oct 21, 2015 to presentfactForm ADV
← JEFFREY WILLIAM MALONEAdvisorregistration: current employment
Jan 6, 2014 to presentfactForm ADV
← J TIMOTHY DYERAdvisorregistration: current employment
Nov 17, 2011 to presentfactForm ADV
← MATTHEW ALLEN JOHNSONAdvisorregistration: current employment
Aug 23, 2005 to presentfactForm ADV
← DIANA MARIE BLAIRAdvisorregistration: current employment
Aug 23, 2005 to presentfactForm ADV
← MARMAR BAZYAR BINLEYAdvisorregistration: previous registration
Feb 3, 2010 to Sep 8, 2010factForm ADV

Affiliated with (1)

← MALONE CAPITAL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← JOHNSON, MATTHEW, ALLENOwnerMANAGER/MEMBER, ownership code E, individual
Jun 15, 2012 to Sep 30, 2024factForm ADV
← BLAIR, DIANA, MARIEOwnerMANAGER/MEMBER, ownership code E, individual
Jun 15, 2012 to Sep 30, 2024factForm ADV
← D BLAIR CORPORATIONOwnerMEMBER, ownership code D, domestic entity
Feb 1, 2014 to Sep 30, 2024factForm ADV
← SAGE ONE LTDOwnerMEMBER, ownership code D, domestic entity
Jun 15, 2012 to Sep 30, 2024factForm ADV

Dated events

Occurred
Sep 29, 2023
Regulatory AUM changed
Sage Capital Advisors, Llc reported RAUM $556.1M, up 55% from $359.8M (2022-09-23 to 2023-09-29)
Form ADVobserved 6 days ago
$196M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c3ddf23-f1ce-49cd-a2f3-45401996ff14
First observed: Jun 15, 2012
Last observed: Sep 29, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAGE CAPITAL ADVISORS, LLC

CRD 136577

SIOUX FALLS, SD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c3ddf23-f1ce-49cd-a2f3-45401996ff14

Data as of Sep 29, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MATTHEW ALLEN JOHNSON

Chartered Financial Analyst

Sioux Falls, SD

DIANA MARIE BLAIR

n/a

Tomball, TX

J TIMOTHY DYER

n/a

SIOUX FALLS, SD | La Jolla, CA

JEFFREY WILLIAM MALONE

n/a

Sioux Falls, SD | SIOUX FALLS, SD

Travis Christopher Verdin

n/a

Tomball, TX | SIOUX FALLS, SD

n/a

ANDREW ROBERT NUGENT

Chartered Financial Analyst

La Jolla, CA | SIOUX FALLS, SD

CARL EDWARD RUSTIN

n/a

SIOUX FALLS, SD | San Diego, CA

n/a

DUSTIN MICHAEL HOLT

n/a

La Jolla, CA | SIOUX FALLS, SD

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLAIR, DIANA, MARIE

MANAGER/MEMBER

yes

07/2013

Jun 15, 2012

Sep 30, 2024

BLAIR, DIANA, MARIE

CHIEF COMPLIANCE OFFICER/MANAGER

yes

07/2005

Jun 15, 2012

Sep 30, 2024

D BLAIR CORPORATION

Member

yes

07/2013

Feb 1, 2014

Sep 30, 2024

JOHNSON, MATTHEW, ALLEN

MANAGER/MEMBER

yes

02/2007

Jun 15, 2012

Sep 30, 2024

JOHNSON, MATTHEW, ALLEN

Manager

yes

07/2005

Jun 15, 2012

Sep 30, 2024

SAGE ONE LTD

Member

yes

02/2007

Jun 15, 2012

Sep 30, 2024

City

State

Country

Employees

Also broker-dealer

LA JOLLA

United States

Tomball

United States

SAN DIEGO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 30, 2024

$581M

n/a

2023

Sep 29, 2023

$556M

$492M

n/a

2022

Sep 23, 2022

$360M

$304M

n/a

2021

Sep 23, 2021

$401M

$336M

n/a

2020

Sep 22, 2020

$309M

$250M

n/a

2019

Sep 17, 2019

$287M

$229M

n/a

2018

Sep 19, 2018

$276M

$222M

n/a

2017

Sep 21, 2017

$267M

$219M

n/a

2016

Jul 20, 2016

$234M

n/a

2015

Sep 29, 2015

$200M

n/a

2014

Sep 30, 2014

$165M

$162M

n/a

2013

Aug 8, 2013

$134M

n/a

2012

Sep 18, 2012

$125M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$630M

$556M

13.3%

$401M

16.2%