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Advisor at EDWARD JONES
BABYLON, NY | WEST BABYLON, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Apr 12, 2024 | n/a | yes | BABYLON, NY|WEST BABYLON, NY | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 26, 2022 | Jan 8, 2024 | no | Huntington Station, NY | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Feb 28, 2018 | Oct 14, 2022 | no | BOYNTON BEACH, FL|West Palm Beach, FL|Huntington Station, NY | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Feb 26, 2018 | Sep 7, 2023 | no | OMAHA, NE|West Palm Beach, FL|Melville, NY|Melville, NY|Huntington Station, NY | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | May 18, 2017 | Feb 26, 2018 | no | Boynton Beach, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | EDWARD JONES | Jan 8, 2024 | Apr 12, 2024 | 95 | Firm change | Ibd to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Sep 7, 2023 | Feb 28, 2018 | -2,017 | Channel change | Other |
| TD AMERITRADE, INC. | CHARLES SCHWAB & CO., INC. | Oct 14, 2022 | Jan 26, 2022 | -261 | Channel change | Other |
| SCOTTRADE INVESTMENT MANAGEMENT | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Feb 26, 2018 | Feb 26, 2018 | 0 | Bulk transfer | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111514:7870:NY:2023-09-07 | Sep 7, 2023 | Feb 28, 2018 | HUNTINGTON STATION, NY | Firm change after gap |
| 7870:5393:NY:2022-10-14 | Oct 14, 2022 | Jan 26, 2022 | HUNTINGTON STATION, NY | Firm change after gap |