DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

Ronald Allen Glasgow

Advisor at CALTON & ASSOCIATES, INC.

Rockwall, TX | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24820186-bf5a-0ced-4ef2-ba2cde1cb699

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CALTON & ASSOCIATES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 24, 2001
First registration: Feb 5, 2007
Dual registered: yes, broker-dealer
Other names: RONALD A GLASGOW|RONALD A GLASGOW II|Ronald Allen Glasgow|Ronald Allen Glasgow|Ron Glasgow
IAPD individual key: 4429614

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CALTON & ASSOCIATES, INC.	Independent wealth	Jul 27, 2026	n/a	yes	TAMPA, FL\|Rockwall, TX\|TAMPA, FL	Current employment
QUINCY WELLS ADVISORS, LLC	Independent wealth	Mar 27, 2026	Jul 15, 2026	no	CHICAGO, IL\|Rockwall, TX	Previous registration
QUINCY WELLS ADVISORS, LLC	Independent wealth	Oct 10, 2024	Mar 26, 2026	no	CHICAGO, IL\|Rockwall, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 8, 2009	Nov 9, 2010	no	SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 22, 2008	Nov 3, 2009	no	SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
EDWARD JONES	National bd RIA	Feb 5, 2007	May 29, 2008	no	LA JOLLA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
QUINCY WELLS ADVISORS, LLC	CALTON & ASSOCIATES, INC.	Jul 15, 2026	Jul 27, 2026	12	Firm change	RIA to RIA
LPL FINANCIAL LLC	QUINCY WELLS ADVISORS, LLC	Nov 9, 2010	Oct 10, 2024	5,084	Firm change after gap	Other
EDWARD JONES	LPL FINANCIAL LLC	May 29, 2008	May 22, 2008	-7	Firm change	Other

Relationships

Registered with (4)

→ CALTON & ASSOCIATES, INC.Registered adviserregistration: current employment
Jul 27, 2026 to presentfactForm ADV
→ QUINCY WELLS ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 27, 2026 to Jul 15, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 8, 2009 to Nov 9, 2010factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 5, 2007 to May 29, 2008factForm ADV

Dated events

Occurred
Jul 15, 2026
Advisor changed firm
Ronald Allen Glasgow left Quincy Wells Advisors, Llc for Calton & Associates, Inc. (registered 2026-07-27)
Form ADVobserved 4 days ago