DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

MICHAEL ROBERT QUINN

Advisor at CAPITAL CLIENT GROUP, INC.

Tampa, FL | Los Angeles, CA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2490dfbb-c96c-2e23-4bd2-502ffa5b7e3e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL CLIENT GROUP, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 11, 1997
First registration: Nov 8, 2001
Dual registered: yes, broker-dealer
Other names: Mike Quinn
IAPD individual key: 2905259

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL CLIENT GROUP, INC.	No RAUM reported	May 28, 2013	n/a	yes	LOS ANGELES, CA\|Los Angeles, CA\|Tampa, FL	Current employment
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Nov 8, 2001	Jun 2, 2003	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PUTNAM INVESTMENT MANAGEMENT, LLC	CAPITAL CLIENT GROUP, INC.	Jun 2, 2003	May 28, 2013	3,648	Firm change after gap	Other

Relationships

Registered with (2)

→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: current employment
May 28, 2013 to presentfactForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 8, 2001 to Jun 2, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2490dfbb-c96c-2e23-4bd2-502ffa5b7e3e
First observed: Nov 8, 2001
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL ROBERT QUINN

Advisor at CAPITAL CLIENT GROUP, INC.

Tampa, FL | Los Angeles, CA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2490dfbb-c96c-2e23-4bd2-502ffa5b7e3e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAPITAL CLIENT GROUP, INC.

No RAUM reported

May 28, 2013

n/a

yes

LOS ANGELES, CA|Los Angeles, CA|Tampa, FL

Current employment

PUTNAM INVESTMENT MANAGEMENT, LLC

Asset manager

Nov 8, 2001

Jun 2, 2003

BOSTON, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PUTNAM INVESTMENT MANAGEMENT, LLC

CAPITAL CLIENT GROUP, INC.

Jun 2, 2003

May 28, 2013

3,648

Firm change after gap

Other