DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at QUARTZ PARTNERS INVESTMENT MANAGEMENT
Las Colinas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| QUARTZ PARTNERS INVESTMENT MANAGEMENT | Independent wealth | May 2, 2023 | n/a | yes | Las Colinas, TX | Current employment |
| ETICO WEALTH MANAGEMENT LLC | Former SEC adviser | May 4, 2016 | Oct 24, 2023 | no | Las Colinas, TX|Fort Worth, TX|SARATOGA SPRINGS, NY|Las Colinas, TX | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 30, 2012 | Nov 4, 2015 | no | Southlake, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 14, 2010 | Apr 9, 2012 | no | DALLAS, TX | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jul 27, 2005 | Apr 6, 2006 | no | ADDISON, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 20, 2002 | Jun 8, 2005 | no | DALLAS, TX | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Sep 9, 1998 | Jan 6, 2003 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ETICO WEALTH MANAGEMENT LLC | QUARTZ PARTNERS INVESTMENT MANAGEMENT | Oct 24, 2023 | May 2, 2023 | -175 | Channel change | RIA to RIA |
| CHARLES SCHWAB & CO., INC. | ETICO WEALTH MANAGEMENT LLC | Nov 4, 2015 | May 4, 2016 | 182 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHARLES SCHWAB & CO., INC. | Apr 9, 2012 | May 30, 2012 | 51 | Firm change | Wirehouse to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 6, 2006 | Jan 14, 2010 | 1,379 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BANC OF AMERICA INVESTMENT SERVICES, INC. | Jun 8, 2005 | Jul 27, 2005 | 49 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 6, 2003 | Dec 20, 2002 | -17 | Firm change | Other |