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Advisor at GATEWAY WEALTH PARTNERS, LLC
APPLETON, WI | PORT WASHINGTON, WI | Port Washington, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GATEWAY WEALTH PARTNERS, LLC | Independent wealth | Nov 22, 2022 | n/a | yes | APPLETON, WI|Port Washington, WI | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 23, 2018 | n/a | yes | PORT WASHINGTON, WI | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 18, 2016 | Aug 23, 2018 | no | STURGEON BAY, WI | Previous registration |
| CAPITAL WEALTH ADVISORS, LTD. | Independent wealth | Sep 9, 2013 | Sep 24, 2014 | no | WEST BEND, WI | Previous registration |
| DEL MAR WEALTH MANAGEMENT, LLC | n/a | Oct 26, 2012 | Apr 10, 2016 | no | PORT WASHINGTON, WI | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Oct 29, 2012 | no | WEST BEND, WI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Apr 21, 2010 | Oct 1, 2012 | no | WEST BEND, WI|MILWAUKEE, WI|BUTLER, WI|MILWAUKEE, WI|BROOKFIELD, WI|WEST BEND, WI|WEST BEND, WI | Previous registration |
| STRATUS CAPITAL MANAGEMENT, LLC | n/a | Jul 24, 2000 | Dec 14, 2005 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | Aug 23, 2018 | Aug 23, 2018 | 0 | Firm change | Ibd to RIA |
| DEL MAR WEALTH MANAGEMENT, LLC | CAPITAL WEALTH ADVISORS, LTD. | Apr 10, 2016 | Sep 9, 2013 | -944 | Firm change after gap | Other |
| CAPITAL WEALTH ADVISORS, LTD. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 24, 2014 | Mar 18, 2016 | 541 | Firm change after gap | Other |
| J.P. MORGAN SECURITIES LLC | DEL MAR WEALTH MANAGEMENT, LLC | Oct 29, 2012 | Oct 26, 2012 | -3 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| STRATUS CAPITAL MANAGEMENT, LLC | CHASE INVESTMENT SERVICES CORP. | Dec 14, 2005 | Apr 21, 2010 | 1,589 | Firm change after gap | Other |