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Advisor at FOUNDERS FINANCIAL SECURITIES, LLC
Danville, CA | Oregon City, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDERS FINANCIAL SECURITIES, LLC | Independent wealth | Jun 26, 2026 | n/a | yes | Danville, CA|Oregon City, OR | Current employment |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jul 21, 2025 | Jun 29, 2026 | no | ALVISO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | FOUNDERS FINANCIAL SECURITIES, LLC | Jun 29, 2026 | Jun 26, 2026 | -3 | Firm change | Ibd to RIA |