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RIA / WealthAdvisor27 years in industry

ANDREW CHARLES WHEELER

Advisor at LPL FINANCIAL LLC

FRESNO, CA

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Search this name across graphsid dfx:ria:24af8b5c-4cd4-2adc-de31-302eb8247053

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 18, 1999
First registration: Mar 30, 2001
Dual registered: no
IAPD individual key: 3220011

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 10, 2026	n/a	yes	FRESNO, CA	Current employment
WELLTH ADVISORY SERVICES, LLC	Institutional manager	Jun 28, 2024	Jun 26, 2026	no	SHOREWOOD, IL\|Fresno, CA	Previous registration
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Jan 9, 2024	Jul 9, 2024	no	SAN RAFAEL, CA\|Fresno, CA	Previous registration
ROUSH INVESTMENTS, LLC	Former SEC adviser	Jul 31, 2018	Dec 31, 2024	no	FRESNO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 15, 2015	Jul 31, 2018	no	FRESNO, CA\|FRESNO, CA\|FRESNO, CA\|FRESNO, CA\|MODESTO, CA\|FRESNO, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Sep 24, 2010	Dec 16, 2015	no	REEDLEY, CA\|ORANGE COVE, CA\|FRESNO, CA\|MADERA, CA\|FRESNO, CA\|MADERA, CA\|FRESNO, CA\|SELMA, CA\|Hanford, CA\|FRESNO, CA\|COALINGA, CA\|ORANGE COVE, CA\|VISALIA, CA\|REEDLEY, CA\|FRESNO, CA\|VISALIA, CA\|LEMOORE, CA\|VISALIA, CA\|Hanford, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 3, 2009	Sep 24, 2010	no	MADERA, CA\|ROSEVILLE, CA	Previous registration
PORTFOLIO ADVISORS, INC.	Independent wealth	Jan 14, 2009	Feb 2, 2009	no	FRESNO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Jan 23, 2009	no	FRESNO, CA\|KERMAN, CA\|MADERA, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Mar 24, 2003	May 29, 2007	no	MADERA, CA\|MADERA, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 30, 2001	Mar 26, 2003	no	FRESNO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLTH ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Jun 26, 2026	Sep 10, 2026	76	Firm change	Other
ROUSH INVESTMENTS, LLC	GLOBAL RETIREMENT PARTNERS LLC	Dec 31, 2024	Jan 9, 2024	-357	Firm change after gap	Other
GLOBAL RETIREMENT PARTNERS LLC	WELLTH ADVISORY SERVICES, LLC	Jul 9, 2024	Jun 28, 2024	-11	Bulk transfer	Other
WELLS FARGO ADVISORS	ROUSH INVESTMENTS, LLC	Jul 31, 2018	Jul 31, 2018	0	Firm change	Other
U.S. BANCORP ADVISORS, LLC	WELLS FARGO ADVISORS	Dec 16, 2015	Dec 15, 2015	-1	Firm change	Other
WELLS FARGO ADVISORS	U.S. BANCORP ADVISORS, LLC	Sep 24, 2010	Sep 24, 2010	0	Firm change	Other
PORTFOLIO ADVISORS, INC.	WELLS FARGO ADVISORS	Feb 2, 2009	Mar 3, 2009	29	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	PORTFOLIO ADVISORS, INC.	Jan 23, 2009	Jan 14, 2009	-9	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
A. G. EDWARDS & SONS, INC.	CITICORP INVESTMENT SERVICES	Mar 26, 2003	Mar 24, 2003	-2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151288:172011:CA:2024-12-31	Dec 31, 2024	Jan 9, 2024	FRESNO, CA	Firm change after gap

Relationships

Registered with (10)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ WELLTH ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 28, 2024 to Jun 26, 2026factForm ADV
→ ROUSH INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 31, 2018 to Dec 31, 2024factForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Jan 9, 2024 to Jul 9, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 15, 2015 to Jul 31, 2018factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 24, 2010 to Dec 16, 2015factForm ADV
→ PORTFOLIO ADVISORS, INC.Registered adviserregistration: previous registration
Jan 14, 2009 to Feb 2, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Jan 23, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Mar 24, 2003 to May 29, 2007factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 30, 2001 to Mar 26, 2003factForm ADV

Dated events

Occurred
Jun 26, 2026
Advisor changed firm
Andrew Charles Wheeler left Wellth Advisory Services, Llc for Lpl Financial Llc (registered 2026-09-10)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Andrew Charles Wheeler left Roush Investments, Llc for Global Retirement Partners Llc (registered 2024-01-09)
Form ADVobserved 6 days ago