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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PORTFOLIO ADVISORS, INC.

CRD 106111

FRESNO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70fc67d8-4982-5719-7310-1ed787bd3f8a

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Mar 22, 2012 to Mar 10, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $261MItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $259MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $65.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 754
Individual clients: 158
High net worth clients: 80
Custody, client assets: $46.2M
SEC number: 801-38220
CRD: 106111
Filings on the tape: 38
First filed: Mar 22, 2012
Latest filed: Mar 10, 2026
Organised: Corporation, CA
Website: portadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TINA MISTRY	Certified Financial Planner	FRESNO, CA	18	18	n/a	no
ANDREW JAMES MOJICA FLORES	Certified Financial Planner	FRESNO, CA	11	11	n/a	no
Hugo Aron Gutierrez Mozqueda	n/a	FRESNO, CA	0	15	n/a	no
Angel Valencia	n/a	FRESNO, CA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ELLIS FAMILY TRUST	Owner	E	yes	09/2021	Oct 8, 2021	May 1, 2024
MISTRY, TINA	Trustee	F	yes	09/2021	Feb 18, 2014	May 1, 2024
MISTRY, TINA	PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	01/2014	Feb 18, 2014	May 1, 2024
WOODS, JESSICA	CHIEF COMPLIANCE OFFICER	Na	yes	03/2018	Mar 24, 2018	May 1, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$261M	$0	7	4	0	n/a	n/a
2024	Mar 6, 2025	$224M	$0	7	5	0	n/a	n/a
2023	Feb 15, 2024	$206M	$0	6	3	0	n/a	n/a
2022	Feb 23, 2023	$197M	$0	5	3	0	n/a	n/a
2021	Mar 9, 2022	$236M	$0	6	3	0	n/a	n/a
2020	Feb 25, 2021	$205M	$0	6	4	0	n/a	n/a
2019	Mar 12, 2020	$191M	$0	7	6	0	n/a	n/a
2018	Feb 22, 2019	$169M	$0	7	6	0	n/a	n/a
2017	Mar 24, 2018	$187M	$0	7	5	0	n/a	n/a
2016	Feb 27, 2017	$143M	$0	8	6	n/a	n/a	n/a
2015	Mar 3, 2016	$129M	$129M	6	5	n/a	n/a	n/a
2014	Feb 18, 2015	$142M	$0	6	5	n/a	n/a	n/a
2013	Feb 18, 2014	$144M	$0	5	4	n/a	n/a	n/a
2012	Feb 27, 2013	$123M	$0	5	4	n/a	n/a	n/a
2011	Mar 22, 2012	$121M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$261M	$224M	16.5%	$197M	9.9%	7	7	0	0

Relationships

Registered with (10)

← Angel ValenciaAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← Hugo Aron Gutierrez MozquedaAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← ANDREW JAMES MOJICA FLORESAdvisorregistration: current employment
Mar 6, 2015 to presentfactForm ADV
← TINA MISTRYAdvisorregistration: current employment
Jul 23, 2008 to presentfactForm ADV
← Jesse Christian VegaAdvisorregistration: previous registration
Feb 18, 2022 to Jan 2, 2024factForm ADV
← JORDAN NAFFAAdvisorregistration: previous registration
May 20, 2016 to Jan 3, 2023factForm ADV
← DEVIN PATRICK WATTSAdvisorregistration: previous registration
Aug 29, 2018 to Jul 22, 2021factForm ADV
← DUSTIN JOSEPH SMITHAdvisorregistration: previous registration
Oct 4, 2004 to Jul 18, 2011factForm ADV
← Ronnie Joseph LaBarberaAdvisorregistration: previous registration
Jan 13, 2009 to Apr 25, 2011factForm ADV
← ANDREW CHARLES WHEELERAdvisorregistration: previous registration
Jan 14, 2009 to Feb 2, 2009factForm ADV

Controls (3)

← MISTRY, TINAOwnerTRUSTEE, ownership code F, individual
Feb 18, 2014 to May 1, 2024factForm ADV
← WOODS, JESSICAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 24, 2018 to May 1, 2024factForm ADV
← ELLIS FAMILY TRUSTOwnerOWNER, ownership code E, domestic entity
Oct 8, 2021 to May 1, 2024factForm ADV

Dated events

Occurred
Jan 2, 2024
Advisor changed firm
Jesse Christian Vega left Portfolio Advisors, Inc. for Paradigm Advisors, Llc (registered 2024-02-07)
Form ADVobserved 5 days ago
Occurred
Jan 3, 2023
Advisor changed firm
Jordan Naffa left Portfolio Advisors, Inc. for Arista Wealth Management, Llc (registered 2023-02-01)
Form ADVobserved 5 days ago
Occurred
Oct 8, 2021
Control person left
James Michael Leffler (President / Chief Executive Officer) no longer on Schedule A of Portfolio Advisors, Inc. (listed 2021-02-26, absent 2021-10-08)
Form ADVobserved 5 days ago
Occurred
Apr 28, 2020
Control person left
Edward Kenneth Hatfield (Director Of Client Relations) no longer on Schedule A of Portfolio Advisors, Inc. (listed 2020-03-12, absent 2020-04-28)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70fc67d8-4982-5719-7310-1ed787bd3f8a
First observed: Mar 22, 2012
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PORTFOLIO ADVISORS, INC.

CRD 106111

FRESNO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70fc67d8-4982-5719-7310-1ed787bd3f8a

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TINA MISTRY

Certified Financial Planner

FRESNO, CA

n/a

ANDREW JAMES MOJICA FLORES

Certified Financial Planner

FRESNO, CA

n/a

Hugo Aron Gutierrez Mozqueda

n/a

FRESNO, CA

n/a

Angel Valencia

n/a

FRESNO, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ELLIS FAMILY TRUST

Owner

yes

09/2021

Oct 8, 2021

May 1, 2024

MISTRY, TINA

Trustee

yes

09/2021

Feb 18, 2014

May 1, 2024

MISTRY, TINA

PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER

yes

01/2014

Feb 18, 2014

May 1, 2024

WOODS, JESSICA

CHIEF COMPLIANCE OFFICER

yes

03/2018

Mar 24, 2018

May 1, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$261M

n/a

2024

Mar 6, 2025

$224M

n/a

2023

Feb 15, 2024

$206M

n/a

2022

Feb 23, 2023

$197M

n/a

2021

Mar 9, 2022

$236M

n/a

2020

Feb 25, 2021

$205M

n/a

2019

Mar 12, 2020

$191M

n/a

2018

Feb 22, 2019

$169M

n/a

2017

Mar 24, 2018

$187M

n/a

2016

Feb 27, 2017

$143M

n/a

2015

Mar 3, 2016

$129M

n/a

2014

Feb 18, 2015

$142M

n/a

2013

Feb 18, 2014

$144M

n/a

2012

Feb 27, 2013

$123M

n/a

2011

Mar 22, 2012

$121M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$261M

$224M

16.5%

$197M

9.9%