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RIA / WealthAdvisor13 years in industry

GIAN MARIANO DEGUZMAN

Advisor at EDELMAN FINANCIAL ENGINES

TYSONS, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDELMAN FINANCIAL ENGINES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 14, 2012
First registration: Dec 6, 2012
Dual registered: no
Other names: GIAN C MARIANO DEGUZMAN|GIAN C DEGUZMAN|GIAN CRISTOFFER MARIANO|GIAN MARIANODEGUZMAN|GIAN CRISTOFFER MARIANO DEGUZMAN|Gian Mariano Deguzman
IAPD individual key: 5298082

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDELMAN FINANCIAL ENGINES	Independent wealth	Mar 9, 2018	n/a	yes	TYSONS, VA	Current employment
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	May 19, 2017	Mar 8, 2018	no	SAINT LOUIS, MO	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Dec 1, 2016	May 24, 2017	no	FAIRFAX, VA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 15, 2013	Nov 28, 2016	no	RESTON, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 13, 2013	Nov 28, 2016	no	RESTON, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 6, 2012	Apr 9, 2013	no	MCLEAN, VA\|COLUMBIA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCOTTRADE INVESTMENT MANAGEMENT	EDELMAN FINANCIAL ENGINES	Mar 8, 2018	Mar 9, 2018	1	Firm change	Other
ADVICE AND PLANNING SERVICES	SCOTTRADE INVESTMENT MANAGEMENT	May 24, 2017	May 19, 2017	-5	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	ADVICE AND PLANNING SERVICES	Nov 28, 2016	Dec 1, 2016	3	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 28, 2016	May 15, 2013	-1,293	Channel change	Other
WELLS FARGO ADVISORS	TD AMERITRADE, INC.	Apr 9, 2013	May 13, 2013	34	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169988:104510:MO:2018-03-07	Mar 8, 2018	Mar 9, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (6)

→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: current employment
Mar 9, 2018 to presentfactForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
May 19, 2017 to Mar 8, 2018factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 1, 2016 to May 24, 2017factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 15, 2013 to Nov 28, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 13, 2013 to Nov 28, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 6, 2012 to Apr 9, 2013factForm ADV

Dated events

No dated event names this entity yet.