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J•••• A•••••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

J•••• A•••••••• T••••••

Advisor at C•••••• A••••••••• I•••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:24b4e462-46da-ab56-078e-855b6c607560

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••••• I•••	Independent wealth	Aug 4, 2022	n/a	yes	WALNUT CREEK, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jul 21, 2017	Jul 18, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	C•••••• A••••••••• I•••	Jul 18, 2022	Aug 4, 2022	17	Firm change	Wirehouse to RIA
C•••••• S••••• • C••• I•••	J••• M••••• S••••••••• L••	Jul 11, 2017

Relationships

Registered with (3)

→ C•••••• A••••••••• I•••Registered adviserregistration: current employment
Aug 4, 2022 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 21, 2017 to Jul 18, 2022factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 1, 2016 to Jul 11, 2017factForm ADV

Dated events

Occurred
Jul 18, 2022
Advisor changed firm
J•••• A•••••••• T•••••• left J••• M••••• S••••••••• L•• for C•••••• A••••••••• I••• (registered 2022-08-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24b4e462-46da-ab56-078e-855b6c607560
First observed: Mar 1, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.