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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

CAPITAL ADVANTAGE, INC.

CRD 108985

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c43a3756-bd31-3a4c-e6db-89fb6d6d8ae8

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 3
On other graphs: 0
Observed: Mar 28, 2012 to Aug 25, 2026
70 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $160Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,271
Individual clients: 309
High net worth clients: 352
SEC number: 801-55896
CIK: 1628896
CRD: 108985
Filings on the tape: 70
First filed: Mar 28, 2012
Latest filed: Aug 25, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
John Sterrett Hayman	n/a	WALNUT CREEK, CA	27	42	n/a	no
IAN ASHLEY CASTILLE	Certified Financial Planner	WALNUT CREEK, CA	14	20	5	no
Ian Michael Burkhard	n/a	WALNUT CREEK, CA	4	12	n/a	no
JASON ALEXANDER TERHUNE	Certified Financial Planner	WALNUT CREEK, CA	4	14	2	no
Selma Benrekia Hackett	n/a	WALNUT CREEK, CA	2	13	n/a	no
COLIN FRANCIS TAYLOR	Chartered Financial Analyst	WALNUT CREEK, CA	1	19	1	no
BRIAN ANTHONY WANG	Chartered Financial Analyst	WALNUT CREEK, CA	1	22	1	no
DAWNALIZABETH HENKE	n/a	WALNUT CREEK, CA	0	20	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CASTILLE, IAN, ASHLEY	Trustee	F	yes	06/2019	Mar 30, 2020	Mar 27, 2024
CASTILLE, SARA, LYN DELEE	Trustee	F	yes	06/2019	Mar 31, 2022	Mar 27, 2024
CB TRUST	Owner	D	yes	04/2019	Mar 30, 2020	Mar 27, 2024
HAYMAN, JOHN, STERRETT	President	Na	yes	06/1998	Mar 28, 2012	Mar 27, 2024
HAYMAN, JOHN, STERRETT	Trustee	F	yes	04/2019	Mar 28, 2012	Mar 27, 2024
HENKE, DAWNALIZABETH	OWNER / CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER	A	yes	08/2008	Mar 28, 2012	Mar 27, 2024
LONGMUIR, NICOLA	Trustee	F	yes	04/2019	Mar 30, 2020	Mar 27, 2024
ZINMAN, DONNA, LEWIS	SENIOR FINANCIAL ADVISOR	Na	yes	01/2011	Mar 28, 2012	Mar 27, 2024
ZINMAN, DONNA, LEWIS	Trustee	F	yes	04/2019	Mar 28, 2012	Mar 27, 2024
ZINMAN, MARK, A	Trustee	F	yes	04/2019	Mar 30, 2020	Mar 27, 2024
CASTILLE FAMILY TRUST	Owner	B	no	06/2019	Mar 31, 2022	Mar 27, 2024
CASTILLE, IAN, ASHLEY	SENIOR FINANCIAL ADVISOR	Na	no	06/2019	Mar 30, 2020	Mar 27, 2024
TAYLOR, COLIN, FRANCIS	OWNER / DIRECTOR OF INVESTMENT MANAGEMENT	B	no	09/2014	Dec 7, 2018	Mar 27, 2024
ZINMAN FAMILY TRUST	Owner	A	no	04/2019	Mar 30, 2020	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$1.3B	$1.3B	16	9	1	n/a	n/a
2024	Mar 31, 2025	$1.1B	$1.1B	14	9	0	n/a	n/a
2023	Mar 27, 2024	$1.0B	$1.0B	13	9	0	n/a	n/a
2022	Mar 31, 2023	$905M	$905M	14	7	0	n/a	n/a
2021	Mar 31, 2022	$981M	$981M	13	6	0	n/a	n/a
2020	Mar 31, 2021	$892M	$892M	12	9	0	n/a	n/a
2019	Mar 30, 2020	$683M	$683M	12	6	0	n/a	n/a
2018	Mar 26, 2019	$706M	$706M	11	9	0	n/a	n/a
2017	Mar 28, 2018	$661M	$661M	12	10	0	n/a	n/a
2016	May 5, 2017	$600M	$600M	10	9	n/a	n/a	n/a
2015	Mar 30, 2016	$529M	$529M	10	9	n/a	n/a	n/a
2014	Mar 27, 2015	$501M	$501M	10	8	n/a	n/a	n/a
2013	Feb 20, 2014	$454M	$454M	9	7	n/a	n/a	n/a
2012	Apr 1, 2013	$405M	$405M	9	8	n/a	n/a	n/a
2011	Mar 28, 2012	$355M	$355M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.1B	14.8%	$905M	12.1%	16	14	1	0

Relationships

Registered with (12)

← DAWNALIZABETH HENKEAdvisorregistration: current employment
Nov 7, 2025 to presentfactForm ADV
← COLIN FRANCIS TAYLORAdvisorregistration: current employment
Jan 3, 2025 to presentfactForm ADV
← BRIAN ANTHONY WANGAdvisorregistration: current employment
Jan 3, 2025 to presentfactForm ADV
← Selma Benrekia HackettAdvisorregistration: current employment
Jan 5, 2024 to presentfactForm ADV
← JASON ALEXANDER TERHUNEAdvisorregistration: current employment
Aug 4, 2022 to presentfactForm ADV
← Ian Michael BurkhardAdvisorregistration: current employment
Mar 21, 2022 to presentfactForm ADV
← IAN ASHLEY CASTILLEAdvisorregistration: current employment
Jul 25, 2012 to presentfactForm ADV
← John Sterrett HaymanAdvisorregistration: current employment
Oct 2, 1998 to presentfactForm ADV
← Brieanna Rain FordAdvisorregistration: previous registration
Oct 20, 2023 to Mar 31, 2025factForm ADV
← JEFF GIGUEREAdvisorregistration: previous registration
Feb 6, 2018 to Feb 4, 2022factForm ADV
← BENJAMIN ELI AGRONAdvisorregistration: previous registration
Jan 22, 2015 to Nov 2, 2021factForm ADV
← Ann HuchingsonAdvisorregistration: previous registration
Sep 26, 2018 to Nov 9, 2018factForm ADV

Controls (8)

← HAYMAN, JOHN, STERRETTOwnerTRUSTEE, ownership code F, individual
Mar 28, 2012 to Mar 27, 2024factForm ADV
← ZINMAN, DONNA, LEWISOwnerTRUSTEE, ownership code F, individual
Mar 28, 2012 to Mar 27, 2024factForm ADV
← ZINMAN, MARK, AOwnerTRUSTEE, ownership code F, individual
Mar 30, 2020 to Mar 27, 2024factForm ADV
← HENKE, DAWNALIZABETHOwnerOWNER / CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER, ownership code A, individual
Mar 28, 2012 to Mar 27, 2024factForm ADV
← CASTILLE, IAN, ASHLEYOwnerTRUSTEE, ownership code F, individual
Mar 30, 2020 to Mar 27, 2024factForm ADV
← LONGMUIR, NICOLAOwnerTRUSTEE, ownership code F, individual
Mar 30, 2020 to Mar 27, 2024factForm ADV
← CASTILLE, SARA, LYN DELEEOwnerTRUSTEE, ownership code F, individual
Mar 31, 2022 to Mar 27, 2024factForm ADV
← CB TRUSTOwnerOWNER, ownership code D, domestic entity
Mar 30, 2020 to Mar 27, 2024factForm ADV

Owns (4)

← CASTILLE, IAN, ASHLEYOwnerSENIOR FINANCIAL ADVISOR, ownership code NA, individual
Mar 30, 2020 to Mar 27, 2024factForm ADV
← TAYLOR, COLIN, FRANCISOwnerOWNER / DIRECTOR OF INVESTMENT MANAGEMENT, ownership code B, individual
Dec 7, 2018 to Mar 27, 2024factForm ADV
← CASTILLE FAMILY TRUSTOwnerOWNER, ownership code B, domestic entity
Mar 31, 2022 to Mar 27, 2024factForm ADV
← ZINMAN FAMILY TRUSTOwnerOWNER, ownership code A, domestic entity
Mar 30, 2020 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
Brieanna Rain Ford left Capital Advantage, Inc. for Conquis Financial Llc (registered 2025-04-04)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person joined
Lyn Delee Sara Castille (Trustee) appeared on Schedule A of Capital Advantage, Inc.
Form ADVobserved 5 days ago
Occurred
Feb 4, 2022
Advisor changed firm
Jeff Giguere left Capital Advantage, Inc. for Mercer Global Advisors Inc. (registered 2022-02-28)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c43a3756-bd31-3a4c-e6db-89fb6d6d8ae8
First observed: Mar 28, 2012
Last observed: Aug 25, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL ADVANTAGE, INC.

CRD 108985

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c43a3756-bd31-3a4c-e6db-89fb6d6d8ae8

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

John Sterrett Hayman

n/a

WALNUT CREEK, CA

n/a

IAN ASHLEY CASTILLE

Certified Financial Planner

WALNUT CREEK, CA

Ian Michael Burkhard

n/a

WALNUT CREEK, CA

n/a

JASON ALEXANDER TERHUNE

Certified Financial Planner

WALNUT CREEK, CA

Selma Benrekia Hackett

n/a

WALNUT CREEK, CA

n/a

COLIN FRANCIS TAYLOR

Chartered Financial Analyst

WALNUT CREEK, CA

BRIAN ANTHONY WANG

Chartered Financial Analyst

WALNUT CREEK, CA

DAWNALIZABETH HENKE

n/a

WALNUT CREEK, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CASTILLE, IAN, ASHLEY

Trustee

yes

06/2019

Mar 30, 2020

Mar 27, 2024

CASTILLE, SARA, LYN DELEE

Trustee

yes

06/2019

Mar 31, 2022

Mar 27, 2024

CB TRUST

Owner

yes

04/2019

Mar 30, 2020

Mar 27, 2024

HAYMAN, JOHN, STERRETT

President

yes

06/1998

Mar 28, 2012

Mar 27, 2024

HAYMAN, JOHN, STERRETT

Trustee

yes

04/2019

Mar 28, 2012

Mar 27, 2024

HENKE, DAWNALIZABETH

OWNER / CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER

yes

08/2008

Mar 28, 2012

Mar 27, 2024

LONGMUIR, NICOLA

Trustee

yes

04/2019

Mar 30, 2020

Mar 27, 2024

ZINMAN, DONNA, LEWIS

SENIOR FINANCIAL ADVISOR

yes

01/2011

Mar 28, 2012

Mar 27, 2024

ZINMAN, DONNA, LEWIS

Trustee

yes

04/2019

Mar 28, 2012

Mar 27, 2024

ZINMAN, MARK, A

Trustee

yes

04/2019

Mar 30, 2020

Mar 27, 2024

CASTILLE FAMILY TRUST

Owner

06/2019

Mar 31, 2022

Mar 27, 2024

CASTILLE, IAN, ASHLEY

SENIOR FINANCIAL ADVISOR

06/2019

Mar 30, 2020

Mar 27, 2024

TAYLOR, COLIN, FRANCIS

OWNER / DIRECTOR OF INVESTMENT MANAGEMENT

09/2014

Dec 7, 2018

Mar 27, 2024

ZINMAN FAMILY TRUST

Owner

04/2019

Mar 30, 2020

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.3B

n/a

2024

Mar 31, 2025

$1.1B

n/a

2023

Mar 27, 2024

$1.0B

n/a

2022

Mar 31, 2023

$905M

n/a

2021

Mar 31, 2022

$981M

n/a

2020

Mar 31, 2021

$892M

n/a

2019

Mar 30, 2020

$683M

n/a

2018

Mar 26, 2019

$706M

n/a

2017

Mar 28, 2018

$661M

n/a

2016

May 5, 2017

$600M

n/a

2015

Mar 30, 2016

$529M

n/a

2014

Mar 27, 2015

$501M

n/a

2013

Feb 20, 2014

$454M

n/a

2012

Apr 1, 2013

$405M

n/a

2011

Mar 28, 2012

$355M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.3B

$1.1B

14.8%

$905M

12.1%