DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ROYAL CAPITAL WEALTH MANAGEMENT LLC
Carmel, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROYAL CAPITAL WEALTH MANAGEMENT LLC | Independent wealth | Jan 22, 2018 | n/a | yes | Carmel, IN | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Mar 6, 2009 | Dec 26, 2017 | no | INDIANAPOLIS, IN | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 15, 1998 | Mar 26, 2009 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | ROYAL CAPITAL WEALTH MANAGEMENT LLC | Dec 26, 2017 | Jan 22, 2018 | 27 | Firm change | Ibd to RIA |
| CITIGROUP GLOBAL MARKETS INC. | RBC CAPITAL MARKETS, LLC | Mar 26, 2009 | Mar 6, 2009 | -20 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:292217:IN:2017-12-26 | Dec 26, 2017 | Jan 22, 2018 | INDIANAPOLIS, IN | Firm change |