DFX Intelligence

R•••• C•••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

R•••• C•••••• W••••• M••••••••• L••

CRD 292217

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Search this name across graphsid dfx:ria:49e31b89-5808-2727-b24f-f8623aff6bfc

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2018 to Mar 29, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $204M••• Locked
Discretionary RAUM: $204M
Private client RAUM: $204Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $102Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• L•• J••••••	n/a	Carmel, IN	8	42	2	no
A••••• J•• J••••••	n/a	Carmel, IN	8	45

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••••• A•••••• J••	MEMBER, CHIEF COMPLIANCE OFFICER	D	yes	01/2018	Jul 25, 2018	Mar 29, 2024
J••••••• T•••••• L••	MANAGING MEMBER	D	yes	01/2018	Jul 25, 2018	Mar 29, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Carmel	In	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$204M	$187M	9.4%	$159M	8.7%	2	2	1	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•• C•••••• M••••••• L••	2	Dec 26, 2017	Jan 22, 2018	INDIANAPOLIS, IN	Team lift out	Ibd to RIA	0.1%

Relationships

Registered with (2)

← T••••• L•• J••••••Advisorregistration: current employment
Jan 22, 2018 to presentfactForm ADV
← A••••• J•• J••••••Advisorregistration: current employment
Jan 22, 2018 to presentfactForm ADV

Controls (2)

← J••••••• T•••••• L••OwnerMANAGING MEMBER, ownership code D, individual
Jul 25, 2018 to Mar 29, 2024factForm ADV
← J••••••• A•••••• J••

Dated events

Occurred
Jul 25, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49e31b89-5808-2727-b24f-f8623aff6bfc
First observed: Jul 25, 2018
Last observed: Mar 29, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.