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RIA / WealthAdvisor23 years in industry

MICHAEL A. SULLIVAN

Advisor at SULLIVAN HAYMAKER

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:24bdf81c-bb3b-d9c1-9b08-7fa8d0dfc8f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SULLIVAN HAYMAKER
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 25, 2002
First registration: Oct 28, 2002
Dual registered: no
IAPD individual key: 4573621

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SULLIVAN HAYMAKER	State registered	Sep 11, 2025	n/a	yes	INDIANAPOLIS, IN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 17, 2010	Sep 12, 2025	no	INDIANAPOLIS, IN\|SAN DIEGO, CA\|INDIANAPOLIS, IN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 10, 2005	Jan 3, 2011	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 28, 2002	Jul 8, 2005	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SULLIVAN HAYMAKER	Sep 12, 2025	Sep 11, 2025	-1	Firm change	Ibd to state RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jan 3, 2011	Dec 17, 2010	-17	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 8, 2005	Jun 10, 2005	-28	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ SULLIVAN HAYMAKERRegistered adviserregistration: current employment
Sep 11, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 17, 2010 to Sep 12, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 10, 2005 to Jan 3, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 28, 2002 to Jul 8, 2005factForm ADV

Dated events

Occurred
Sep 12, 2025
Advisor changed firm
Michael A. Sullivan left Lpl Financial Llc for Sullivan Haymaker (registered 2025-09-11)
Form ADVobserved 6 days ago