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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

ROUNDANGLE ADVISORS LLC

CRD 282178

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24c506ef-de97-bc00-2586-92d571d2e446

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 9
On other graphs: 0
Observed: Mar 14, 2016 to Mar 18, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $216MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $207M
Private client RAUM: $160MderivedItem 5.D individuals plus high net worth individuals
Private client share: 74%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 170
Individual clients: 93
High net worth clients: 64
Custody, client assets: $4.2M
SEC number: 801-107449
CRD: 282178
Filings on the tape: 51
First filed: Mar 14, 2016
Latest filed: Mar 18, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERNSTEIN, JONATHAN, EVAN	MANAGING MEMBER	E	yes	10/2015	Mar 14, 2016	Aug 1, 2024
DeRosa, Deirdre, Ann	CHIEF COMPLIANCE OFFICER	Na	yes	02/2023	Feb 13, 2023	Aug 1, 2024
DIAZ, MANUELA	CHIEF OPERATING OFFICER	Na	yes	01/2017	Mar 30, 2017	Aug 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JONATHAN BERNSTEIN	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WHITE PLAINS	NY	United States	0	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$216M	$207M	3	2	0	n/a	n/a
2024	Jan 29, 2025	$177M	$167M	3	2	1	n/a	n/a
2023	Mar 7, 2024	$155M	$146M	3	2	1	n/a	n/a
2022	Feb 13, 2023	$120M	$112M	4	3	1	n/a	n/a
2021	Feb 15, 2022	$150M	$138M	5	5	1	n/a	n/a
2020	Mar 24, 2021	$147M	$118M	5	5	1	n/a	n/a
2019	Jan 14, 2020	$119M	$87.2M	5	5	1	n/a	n/a
2018	Mar 26, 2019	$93.6M	$78.4M	6	6	2	n/a	n/a
2017	Mar 23, 2018	$101M	$80.7M	7	6	2	n/a	n/a
2016	Mar 30, 2017	$89.2M	$75.8M	7	6	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$216M	$177M	22.1%	$120M	21.4%	3	3	0	1

Relationships

Affiliated with (1)

← FOUNDATION RETIREMENT PLAN CONSULTANTS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (6)

← JONATHAN EVAN BERNSTEINAdvisorregistration: previous registration
Apr 11, 2016 to May 28, 2026factForm ADV
← Deirdre Ann DeRosaAdvisorregistration: previous registration
Mar 3, 2020 to May 28, 2026factForm ADV
← EDWARD LUKE VALLARAdvisorregistration: previous registration
Jul 27, 2017 to Apr 3, 2023factForm ADV
← WILLIAM JOHN BERGAdvisorregistration: previous registration
Feb 18, 2020 to Dec 9, 2022factForm ADV
← CHRISTOPHER BUKOWCZYKAdvisorregistration: previous registration
May 9, 2019 to Jan 22, 2020factForm ADV
← David WaxAdvisorregistration: previous registration
Jul 18, 2016 to Feb 1, 2019factForm ADV

Controls (3)

← BERNSTEIN, JONATHAN, EVANOwnerMANAGING MEMBER, ownership code E, individual
Mar 14, 2016 to Aug 1, 2024factForm ADV
← DIAZ, MANUELAOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2017 to Aug 1, 2024factForm ADV
← DeRosa, Deirdre, AnnOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 13, 2023 to Aug 1, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 28, 2026
Advisor changed firm
Deirdre Ann Derosa left Roundangle Advisors Llc for Wealthspire Advisors (registered 2026-05-06)
Form ADVobserved 6 days ago
Occurred
May 28, 2026
Advisor changed firm
Jonathan Evan Bernstein left Roundangle Advisors Llc for Foundation Retirement Plan Consultants, Llc (registered 2017-04-25)
Form ADVobserved 6 days ago
Occurred
Apr 3, 2023
Advisor changed firm
Edward Luke Vallar left Roundangle Advisors Llc for Lpl Financial Llc (registered 2024-01-03)
Form ADVobserved 6 days ago
Occurred
Feb 13, 2023
Control person joined
Ann Deirdre Derosa (Chief Compliance Officer) appeared on Schedule A of Roundangle Advisors Llc
Form ADVobserved 6 days ago
Occurred
Dec 9, 2022
Advisor changed firm
William John Berg left Roundangle Advisors Llc for Woodbury Financial Services, Inc. (registered 2023-01-03)
Form ADVobserved 6 days ago
Occurred
Dec 17, 2019
Control person left
Samuel Benjamin Gerut (Managing Member) no longer on Schedule A of Roundangle Advisors Llc (listed 2019-04-25, absent 2019-12-17)
Form ADVobserved 6 days ago
Occurred
Mar 14, 2016
Succession filed (Item 4)
Roundangle Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Mar 14, 2016
First Form ADV filing
Roundangle Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Jun 1, 2026
Roundangle Advisors Llc no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $215.5M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24c506ef-de97-bc00-2586-92d571d2e446
First observed: Mar 14, 2016
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROUNDANGLE ADVISORS LLC

CRD 282178

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24c506ef-de97-bc00-2586-92d571d2e446

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERNSTEIN, JONATHAN, EVAN

MANAGING MEMBER

yes

10/2015

Mar 14, 2016

Aug 1, 2024

DeRosa, Deirdre, Ann

CHIEF COMPLIANCE OFFICER

yes

02/2023

Feb 13, 2023

Aug 1, 2024

DIAZ, MANUELA

CHIEF OPERATING OFFICER

yes

01/2017

Mar 30, 2017

Aug 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JONATHAN BERNSTEIN

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

WHITE PLAINS

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$216M

$207M

n/a

2024

Jan 29, 2025

$177M

$167M

n/a

2023

Mar 7, 2024

$155M

$146M

n/a

2022

Feb 13, 2023

$120M

$112M

n/a

2021

Feb 15, 2022

$150M

$138M

n/a

2020

Mar 24, 2021

$147M

$118M

n/a

2019

Jan 14, 2020

$119M

$87.2M

n/a

2018

Mar 26, 2019

$93.6M

$78.4M

n/a

2017

Mar 23, 2018

$101M

$80.7M

n/a

2016

Mar 30, 2017

$89.2M

$75.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$216M

$177M

22.1%

$120M

21.4%