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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist24 years in industry

JONATHAN EVAN BERNSTEIN

Advisor at WEALTHSPIRE ADVISORS

Red Bank, NJ

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Search this name across graphsid dfx:ria:d19caa0e-34e0-6d47-92aa-e8fde1314cf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S66
First exam: Nov 21, 2001
First registration: Jun 2, 2003
Dual registered: no
IAPD individual key: 4445025

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE ADVISORS	Independent wealth	May 6, 2026	n/a	yes	Red Bank, NJ	Current employment
FOUNDATION RETIREMENT PLAN CONSULTANTS, LLC	Former SEC adviser	Apr 25, 2017	Mar 22, 2019	no	RED BANK, NJ	Previous registration
ROUNDANGLE ADVISORS LLC	Former SEC adviser	Apr 11, 2016	May 28, 2026	no	Red Bank, NJ\|RED BANK, NJ\|RED BANK, NJ	Previous registration
ROUNDANGLE ADVISORS LLC	Former SEC adviser	Nov 19, 2015	Apr 11, 2016	no	Redbank, NJ\|NEW YORK, NY	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Apr 21, 2004	Nov 2, 2015	no	RED BANK, NJ\|HIGHLAND PARK, NJ\|HIGHLAND PARK, NJ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 2, 2003	Apr 14, 2004	no	HIGHLAND PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROUNDANGLE ADVISORS LLC	FOUNDATION RETIREMENT PLAN CONSULTANTS, LLC	May 28, 2026	Apr 25, 2017	-3,320	Firm change after gap	Other
FOUNDATION RETIREMENT PLAN CONSULTANTS, LLC	WEALTHSPIRE ADVISORS	Mar 22, 2019	May 6, 2026	2,602	Firm change after gap	Other
ROUNDANGLE ADVISORS LLC	ROUNDANGLE ADVISORS LLC	Apr 11, 2016	Apr 11, 2016	0	Channel change	Other
CETERA ADVISORS LLC	ROUNDANGLE ADVISORS LLC	Nov 2, 2015	Nov 19, 2015	17	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CETERA ADVISORS LLC	Apr 14, 2004	Apr 21, 2004	7	Firm change	Other

Relationships

Registered with (6)

→ WEALTHSPIRE ADVISORSRegistered adviserregistration: current employment
May 6, 2026 to presentfactForm ADV
→ ROUNDANGLE ADVISORS LLCRegistered adviserregistration: previous registration
Apr 11, 2016 to May 28, 2026factForm ADV
→ FOUNDATION RETIREMENT PLAN CONSULTANTS, LLCRegistered adviserregistration: previous registration
Apr 25, 2017 to Mar 22, 2019factForm ADV
→ ROUNDANGLE ADVISORS LLCRegistered adviserregistration: previous registration
Nov 19, 2015 to Apr 11, 2016factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Apr 21, 2004 to Nov 2, 2015factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 2, 2003 to Apr 14, 2004factForm ADV

Dated events

Occurred
May 28, 2026
Advisor changed firm
Jonathan Evan Bernstein left Roundangle Advisors Llc for Foundation Retirement Plan Consultants, Llc (registered 2017-04-25)
Form ADVobserved 6 days ago