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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

ADVISER INVESTMENTS ACQUISITION CO LLC

CRD 156985

NEWTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24cb0e05-8070-8255-58e5-acba2df34202

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Mar 29, 2016
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2016-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 9
Accounts: 1,958
SEC number: 801-72243
CRD: 156985
Filings on the tape: 6
First filed: Mar 27, 2012
Latest filed: Mar 29, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADVISER INVESTMENT MANAGEMENT INC	Member	E	yes	12/2010	Mar 27, 2012	Mar 29, 2016
ADVISER INVESTMENTS LLC	Member	E	yes	12/2010	Mar 27, 2012	Mar 29, 2016
LOWELL, JAMES, HALE	CHIEF INVESTMENT OFFICER/ELECTED MANAGER	Na	yes	12/2010	Mar 27, 2012	Mar 29, 2016
SILVER, DANIEL, FITZSIMMONS	ELECTED MANAGER/CHIEF COMPLIANCE OFFICER	Na	yes	12/2010	Mar 27, 2012	Mar 29, 2016
WIENER, DANIEL, PHILIP	Shareholder	C	yes	07/1994	Mar 27, 2012	Mar 29, 2016
WIENER, DANIEL, PHILIP	ELECTED MANAGER	Na	yes	12/2010	Mar 27, 2012	Mar 29, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ADVISER INVESTMENTS LLC	n/a	Independent wealth	$20B	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$1.1B	$1.1B	10	9	n/a	n/a	n/a
2014	Mar 26, 2015	$1.2B	$1.2B	9	9	n/a	n/a	n/a
2013	Mar 28, 2014	$1.1B	$1.1B	9	9	n/a	n/a	n/a
2012	Mar 27, 2013	$940M	$940M	9	9	n/a	n/a	n/a
2011	Mar 27, 2012	$899M	$899M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$1.1B	$1.2B	-5.1%	$940M	6.0%	10	9	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ADVISER INVESTMENTS	2	Dec 7, 2016	Jan 13, 2012	NEWTON, MA	Team lift out	Other	40.0%
RWA WEALTH PARTNERS	3	Dec 7, 2016	Feb 22, 2012	NEWTON, MA	Firm absorbed	Other	60.0%

Relationships

Affiliated with (1)

→ RWA WEALTH PARTNERSRegistered adviserother investment adviser, control
factForm ADV

Controls (5)

← ADVISER INVESTMENT MANAGEMENT INCOwnerMEMBER, ownership code E, domestic entity
Mar 27, 2012 to presentfactForm ADV
← ADVISER INVESTMENTS LLCOwnerMEMBER, ownership code E, domestic entity
Mar 27, 2012 to presentfactForm ADV
← WIENER, DANIEL, PHILIPOwnerSHAREHOLDER, ownership code C, individual
Mar 27, 2012 to presentfactForm ADV
← SILVER, DANIEL, FITZSIMMONSOwnerELECTED MANAGER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← LOWELL, JAMES, HALEOwnerCHIEF INVESTMENT OFFICER/ELECTED MANAGER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV

Registered with (6)

← CHRISTOPHER JOHN KEITHAdvisorregistration: previous registration
Mar 25, 2011 to Dec 7, 2016factForm ADV
← JAMES WESLEY VERITYAdvisorregistration: previous registration
Mar 25, 2011 to Dec 7, 2016factForm ADV
← ELIZABETH STONE KESSELMANAdvisorregistration: previous registration
Mar 25, 2011 to Dec 7, 2016factForm ADV
← JOSHUA WEBSTER JONESAdvisorregistration: previous registration
Mar 25, 2011 to Dec 7, 2016factForm ADV
← CHRISTOPHER MICHAEL HAGANAdvisorregistration: previous registration
Mar 25, 2011 to Dec 7, 2016factForm ADV
← Christopher Patrick GreeleyAdvisorregistration: previous registration
Mar 25, 2011 to Apr 10, 2012factForm ADV

Moved with (1)

→ RWA WEALTH PARTNERSRegistered adviser3 advisors, firm absorbed, same day
Dec 7, 2016 to Feb 22, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24cb0e05-8070-8255-58e5-acba2df34202
First observed: Mar 27, 2012
Last observed: Mar 29, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADVISER INVESTMENTS ACQUISITION CO LLC

CRD 156985

NEWTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24cb0e05-8070-8255-58e5-acba2df34202

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADVISER INVESTMENT MANAGEMENT INC

Member

yes

12/2010

Mar 27, 2012

Mar 29, 2016

ADVISER INVESTMENTS LLC

Member

yes

12/2010

Mar 27, 2012

Mar 29, 2016

LOWELL, JAMES, HALE

CHIEF INVESTMENT OFFICER/ELECTED MANAGER

yes

12/2010

Mar 27, 2012

Mar 29, 2016

SILVER, DANIEL, FITZSIMMONS

ELECTED MANAGER/CHIEF COMPLIANCE OFFICER

yes

12/2010

Mar 27, 2012

Mar 29, 2016

WIENER, DANIEL, PHILIP

Shareholder

yes

07/1994

Mar 27, 2012

Mar 29, 2016

WIENER, DANIEL, PHILIP

ELECTED MANAGER

yes

12/2010

Mar 27, 2012

Mar 29, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ADVISER INVESTMENTS LLC

n/a

Independent wealth

$20B

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$1.1B

n/a

2014

Mar 26, 2015

$1.2B

n/a

2013

Mar 28, 2014

$1.1B

n/a

2012

Mar 27, 2013

$940M

n/a

2011

Mar 27, 2012

$899M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$1.1B

$1.2B

-5.1%

$940M

6.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ADVISER INVESTMENTS

Dec 7, 2016

Jan 13, 2012

NEWTON, MA

Team lift out

Other

40.0%

RWA WEALTH PARTNERS

Dec 7, 2016

Feb 22, 2012

NEWTON, MA

Firm absorbed

Other

60.0%