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Advisor at VOYA FINANCIAL ADVISORS, INC.
Waitsfield, VT | WINDSOR, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 16, 2023 | n/a | yes | Waitsfield, VT|WINDSOR, CT | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Jul 1, 2020 | May 22, 2023 | no | Andover, MA|GREENWOOD VILLAGE, CO | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 24, 2019 | May 20, 2020 | no | BRAINTREE, MA|WINDSOR, CT | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Jul 2, 2019 | Nov 15, 2019 | no | Norfolk, MA|Foxboro, MA|NORTH ANDOVER, MA|Norwood, MA|Framingham, MA|Walpole, MA|Boston, MA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 29, 2018 | Apr 3, 2019 | no | BRAINTREE, MA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | May 7, 2012 | Jul 12, 2017 | no | MERRIMACK, NH|BOSTON, MA | Previous registration |
| RWA WEALTH PARTNERS | Independent wealth | Feb 17, 2012 | Apr 10, 2012 | no | BOSTON, MA | Previous registration |
| ADVISER INVESTMENTS ACQUISITION CO LLC | Former SEC adviser | Mar 25, 2011 | Apr 10, 2012 | no | NEWTON, MA | Previous registration |
| KOBREN INSIGHT MANAGEMENT INC | n/a | Nov 21, 2009 | Mar 29, 2011 | no | ARLINGTON, VA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | May 29, 2001 | Aug 26, 2009 | no | BOSTON, MA|MARLBOROUGH, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | VOYA FINANCIAL ADVISORS, INC. | May 22, 2023 | Jun 16, 2023 | 25 | Firm change | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | EMPOWER ADVISORY GROUP, LLC | May 20, 2020 | Jul 1, 2020 | 42 | Firm change | Other |
| SANTANDER SECURITIES | VOYA FINANCIAL ADVISORS, INC. | Nov 15, 2019 | Dec 24, 2019 | 39 | Firm change | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | SANTANDER SECURITIES | Apr 3, 2019 | Jul 2, 2019 | 90 | Firm change | Ibd to ibd |
| STRATEGIC ADVISERS LLC | VOYA FINANCIAL ADVISORS, INC. | Jul 12, 2017 | Jan 29, 2018 | 201 | Firm change | Other |
| RWA WEALTH PARTNERS | STRATEGIC ADVISERS LLC | Apr 10, 2012 | May 7, 2012 | 27 | Firm change | Other |
| ADVISER INVESTMENTS ACQUISITION CO LLC | RWA WEALTH PARTNERS | Apr 10, 2012 | Feb 17, 2012 | -53 | Firm change after gap | Other |
| KOBREN INSIGHT MANAGEMENT INC | ADVISER INVESTMENTS ACQUISITION CO LLC | Mar 29, 2011 | Mar 25, 2011 | -4 | Firm change | Other |
| STRATEGIC ADVISERS LLC | KOBREN INSIGHT MANAGEMENT INC | Aug 26, 2009 | Nov 21, 2009 | 87 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2882:41791:MA:2019-04-03 | Apr 3, 2019 | Jul 2, 2019 | BRAINTREE, MA | Firm change |