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E•••••••• C••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

E•••••••• C••••• D•••••

Advisor at I••••••••• W••••• C••••••• L••

MANCHESTER, CT

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Search this name across graphsid dfx:ria:24d0ea6b-b532-3341-2cac-96ab61996a20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	May 4, 2022	n/a	yes	MANCHESTER, CT	Current employment
C••••• • M•••••••• I•••	Former SEC adviser	Apr 15, 2003	Nov 10, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• • M•••••••• I•••	I••••••••• W••••• C••••••• L••	Nov 10, 2021	May 4, 2022	175	Firm change	RIA to RIA

Relationships

Registered with (2)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
May 4, 2022 to presentfactForm ADV
→ C••••• • M•••••••• I•••Registered adviserregistration: previous registration
Apr 15, 2003 to Nov 10, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24d0ea6b-b532-3341-2cac-96ab61996a20
First observed: Apr 15, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.