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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

COBURN & MEREDITH, INC.

CRD 164

SIMSBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c79abb13-38bb-ebc3-da18-b7b63b3e226d

Data as of Mar 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2012 to Mar 29, 2021
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $405MItem 5.F on the latest filing (2021-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $405M
Private client RAUM: $404MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24
Advisory employees: 16
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,231
Individual clients: 1,165
High net worth clients: 59
SEC number: 801-69509
CRD: 164
Filings on the tape: 20
First filed: Mar 22, 2012
Latest filed: Mar 29, 2021
Organised: Corporation, Connecticut

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COBURN, BARRY MOHUN	BOARD OF DIRECTORS, TRUSTEE FOR COBURN TRUST, SHAREHOLDER	B	yes	06/1963	Mar 22, 2012	Mar 29, 2021
COBURN, DAVID SCOTT	PRESIDENT, CHAIRMAN, TREASURER, SHAREHOLDER	C	yes	05/2010	Mar 22, 2012	Mar 29, 2021
DERWAY, ELIZABETH COBURN	CHIEF COMPLIANCE OFFICER, FINOP, SECRETARY,SHAREHOLDER	C	yes	10/1992	Mar 22, 2012	Mar 29, 2021
BODNER, MARTIN STEPHEN	EXECUTIVE VICE PRESIDENT	Na	no	08/2007	Mar 22, 2012	Mar 29, 2021
FLAHERTY, SEAN FRANCIS	Rop	Na	no	06/2017	Aug 16, 2017	Mar 29, 2021
MEREDITH, MARK WILLIAM	COMMON SHAREHOLDER	A	no	01/2018	Jul 16, 2018	Mar 29, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COBURN & MEREDITH INSURANCE AGENCY, INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	4	yes
SOUTH WINDSOR	Ct	United States	2	yes
STAFFORD SPRINGS	Ct	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 29, 2021	$405M	$405M	24	16	3	n/a	n/a
2019	Mar 23, 2020	$307M	$307M	25	17	3	n/a	n/a
2018	Mar 23, 2019	$292M	$292M	24	18	3	n/a	n/a
2017	Mar 28, 2018	$294M	$294M	26	19	3	n/a	n/a
2016	Mar 24, 2017	$237M	$237M	30	14	n/a	n/a	n/a
2015	Mar 30, 2016	$286M	$286M	31	16	n/a	n/a	n/a
2014	Mar 13, 2015	$242M	$242M	29	13	n/a	n/a	n/a
2013	Mar 31, 2014	$207M	$207M	21	13	n/a	n/a	n/a
2012	Mar 11, 2013	$162M	$162M	26	23	n/a	n/a	n/a
2011	Mar 22, 2012	$127M	$127M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$405M	$307M	31.8%	$294M	11.3%	24	25	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
INTEGRATED WEALTH CONCEPTS LLC	9	Jul 12, 2021	Jul 13, 2021	SIMSBURY, CT	Firm absorbed	RIA to RIA	60.0%

Relationships

Controls (3)

← COBURN, DAVID SCOTTOwnerPRESIDENT, CHAIRMAN, TREASURER, SHAREHOLDER, ownership code C, individual
Mar 22, 2012 to presentfactForm ADV
← DERWAY, ELIZABETH COBURNOwnerCHIEF COMPLIANCE OFFICER, FINOP, SECRETARY,SHAREHOLDER, ownership code C, individual
Mar 22, 2012 to presentfactForm ADV
← COBURN, BARRY MOHUNOwnerBOARD OF DIRECTORS, TRUSTEE FOR COBURN TRUST, SHAREHOLDER, ownership code B, individual
Mar 22, 2012 to presentfactForm ADV

Owns (3)

← BODNER, MARTIN STEPHENOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Mar 22, 2012 to presentfactForm ADV
← FLAHERTY, SEAN FRANCISOwnerROP, ownership code NA, individual
Aug 16, 2017 to presentfactForm ADV
← MEREDITH, MARK WILLIAMOwnerCOMMON SHAREHOLDER, ownership code A, individual
Jul 16, 2018 to presentfactForm ADV

Registered with (30)

← ELIZABETH COBURN DERWAYAdvisorregistration: previous registration
Apr 15, 2003 to Nov 10, 2021factForm ADV
← WILLIAM ANTHONY LIBERTIAdvisorregistration: previous registration
Aug 29, 2007 to Aug 10, 2021factForm ADV
← STANTON FOCHT WEISSENBORNAdvisorregistration: previous registration
Jan 15, 2020 to Aug 10, 2021factForm ADV
← SEAN FRANCIS FLAHERTYAdvisorregistration: previous registration
Jul 24, 2007 to Jul 31, 2021factForm ADV
← PENNY GALE NASIATKAAdvisorregistration: previous registration
Jul 12, 1999 to Jul 31, 2021factForm ADV
← DAVID SCOTT COBURNAdvisorregistration: previous registration
Oct 26, 2007 to Jul 12, 2021factForm ADV
← MARTIN STEPHEN BODNERAdvisorregistration: previous registration
Sep 25, 1995 to Jul 12, 2021factForm ADV
← ROBERT JOHN CONATYAdvisorregistration: previous registration
May 7, 2007 to Jul 12, 2021factForm ADV
← ANDREW SEYMOUR ADILAdvisorregistration: previous registration
Oct 26, 2017 to Jul 12, 2021factForm ADV
← DOUGLAS MICHAEL TURNERAdvisorregistration: previous registration
Sep 17, 2015 to Jul 12, 2021factForm ADV
← LESLIE ERICA ARCHAMBAULTAdvisorregistration: previous registration
Jul 12, 1999 to Jul 12, 2021factForm ADV
← BERNARD GERARD SANDFORDAdvisorregistration: previous registration
Nov 8, 2012 to Jul 12, 2021factForm ADV
← DAVID ROSS NEALAdvisorregistration: previous registration
Sep 17, 2015 to Jul 12, 2021factForm ADV
← ROBERT EDWARD MULHAULAdvisorregistration: previous registration
Aug 7, 2008 to Jul 12, 2021factForm ADV
← JOHN SEAFORD DERWAYAdvisorregistration: previous registration
Sep 25, 1995 to Jul 12, 2021factForm ADV
← Robert DalyAdvisorregistration: previous registration
Sep 30, 2008 to Jun 7, 2021factForm ADV
← GRAHAM JULES CHEVRYAdvisorregistration: previous registration
Feb 7, 2008 to Nov 25, 2020factForm ADV
← NANCY BARTON FELLINGERAdvisorregistration: previous registration
Apr 7, 2009 to Sep 17, 2018factForm ADV
← EDWIN THEODORE SAFIRAdvisorregistration: previous registration
Nov 12, 2003 to Jan 24, 2017factForm ADV
← ANDREW MAXWELL SAFIRAdvisorregistration: previous registration
Jun 12, 2014 to Jan 24, 2017factForm ADV
← JEFFREY STEPHEN MCHALEAdvisorregistration: previous registration
Feb 7, 2008 to Mar 6, 2015factForm ADV
← JOSEPH TERENCE COVILLAdvisorregistration: previous registration
Aug 30, 2011 to Dec 5, 2014factForm ADV
← SHAWN PATRICK MCLAUGHLINAdvisorregistration: previous registration
Jan 8, 2008 to May 23, 2011factForm ADV
← STEPHEN MICHAEL BEARCEAdvisorregistration: previous registration
Jun 29, 2007 to May 23, 2011factForm ADV
← LAURIE BLACKBURNAdvisorregistration: previous registration
Mar 1, 2006 to May 23, 2011factForm ADV
← ELEANOR HAWKINS MAGUIREAdvisorregistration: previous registration
Feb 23, 2010 to May 23, 2011factForm ADV
← CARL MARTIN TREVISANAdvisorregistration: previous registration
Nov 9, 2007 to May 23, 2011factForm ADV
← SCOTT ALBERT GREBENSTEINAdvisorregistration: previous registration
Aug 31, 2010 to Nov 12, 2010factForm ADV
← GEORGE WALTER MILLERAdvisorregistration: previous registration
Apr 4, 2002 to Dec 6, 2005factForm ADV
← JAMES ALAN CUTLERAdvisorregistration: previous registration
Feb 12, 2003 to May 4, 2005factForm ADV

Moved with (1)

→ INTEGRATED WEALTH CONCEPTS LLCRegistered adviser9 advisors, firm absorbed, same day
Jul 12, 2021 to Jul 13, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c79abb13-38bb-ebc3-da18-b7b63b3e226d
First observed: Mar 22, 2012
Last observed: Mar 29, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COBURN & MEREDITH, INC.

CRD 164

SIMSBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c79abb13-38bb-ebc3-da18-b7b63b3e226d

Data as of Mar 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COBURN, BARRY MOHUN

BOARD OF DIRECTORS, TRUSTEE FOR COBURN TRUST, SHAREHOLDER

yes

06/1963

Mar 22, 2012

Mar 29, 2021

COBURN, DAVID SCOTT

PRESIDENT, CHAIRMAN, TREASURER, SHAREHOLDER

yes

05/2010

Mar 22, 2012

Mar 29, 2021

DERWAY, ELIZABETH COBURN

CHIEF COMPLIANCE OFFICER, FINOP, SECRETARY,SHAREHOLDER

yes

10/1992

Mar 22, 2012

Mar 29, 2021

BODNER, MARTIN STEPHEN

EXECUTIVE VICE PRESIDENT

08/2007

Mar 22, 2012

Mar 29, 2021

FLAHERTY, SEAN FRANCIS

Rop

06/2017

Aug 16, 2017

Mar 29, 2021

MEREDITH, MARK WILLIAM

COMMON SHAREHOLDER

01/2018

Jul 16, 2018

Mar 29, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COBURN & MEREDITH INSURANCE AGENCY, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Boston

United States

yes

SOUTH WINDSOR

United States

yes

STAFFORD SPRINGS

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 29, 2021

$405M

n/a

2019

Mar 23, 2020

$307M

n/a

2018

Mar 23, 2019

$292M

n/a

2017

Mar 28, 2018

$294M

n/a

2016

Mar 24, 2017

$237M

n/a

2015

Mar 30, 2016

$286M

n/a

2014

Mar 13, 2015

$242M

n/a

2013

Mar 31, 2014

$207M

n/a

2012

Mar 11, 2013

$162M

n/a

2011

Mar 22, 2012

$127M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$405M

$307M

31.8%

$294M

11.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

INTEGRATED WEALTH CONCEPTS LLC

Jul 12, 2021

Jul 13, 2021

SIMSBURY, CT

Firm absorbed

RIA to RIA

60.0%