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Reading the graph
Advisor at BA GLOBAL CAPITAL
NEWARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BA GLOBAL CAPITAL | State registered | Jan 1, 2026 | n/a | yes | NEWARK, NJ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 4, 2020 | Aug 4, 2021 | no | PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BA GLOBAL CAPITAL | Aug 4, 2021 | Jan 1, 2026 | 1,611 | Firm change after gap | Wirehouse to state RIA |