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S•••••• O••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

S•••••• O••• W•••••

Advisor at C• A•••••••• L••

MIAMI, FL | BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24ee2775-aed1-8534-3c55-9e0f8338748c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Apr 29, 2021	n/a	yes	MIAMI, FL\|BOSTON, MA	Current employment
P••••••• A••••••• G••••• I•••	Former SEC adviser	Oct 27, 2015	May 17, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A••••••• G••••• I•••	C• A•••••••• L••	May 17, 2021	Apr 29, 2021	-18	Firm change	RIA to RIA
T•• E••••••••• G••••• I•••	P••••••• A••••••• G••••• I•••	Sep 4, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107757:310873:FL:2021-05-17	May 17, 2021	Apr 29, 2021	MIAMI, FL	Firm change
105823:107757:FL:2015-09-04	Sep 4, 2015	Oct 27, 2015	MIAMI, FL	Firm change

Relationships

Registered with (3)

→ C• A•••••••• L••Registered adviserregistration: current employment
Apr 29, 2021 to presentfactForm ADV
→ P••••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Oct 27, 2015 to May 17, 2021factForm ADV
→ T•• E••••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 2, 2013 to Sep 4, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24ee2775-aed1-8534-3c55-9e0f8338748c
First observed: Dec 2, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.